Search for: "Wall Street Financial Corporation"
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11 Sep 2007, 3:59 pm
McKay, Margin Debt Hits Record $353 Billion on NYSE, Wall Street Journal, July 12, 2007). [read post]
30 Mar 2012, 8:30 am
Two of Dodd-Frank’s more high profile reforms were targeted by Wall Street and major corporate interests for defeat; the first was the Consumer Protection Finance Bureau and the second was a proposed whistleblower program run through the SEC. [read post]
16 Feb 2011, 2:58 am
” The two-part proposal is the latest move to implement provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act under which nonbank financial firms can be made subject to bank-like supervision by the Fed. [read post]
30 Sep 2008, 10:26 am
That's exactly what Wall Street did! [read post]
2 Aug 2013, 1:40 pm
This is just the latest example of the tarnishing of some of the largest and most prestigious names on Wall Street. [read post]
26 Aug 2016, 6:05 am
The profound effects of political decisions on corporate performance and stock prices are evidenced by recent government policies and actions such as the bailouts of AIG and Bear Stearns, the Dodd-Frank Wall Street Reform and Consumer Protection Act, and the Affordable Care Act. [read post]
8 Dec 2011, 6:06 am
http://www.cbsnews.com/8301-18560_162-57336042/prosecuting-wall-street/? [read post]
17 May 2010, 9:49 am
Just as Republicans fight to preserve the very Wall Street practices that very nearly destroyed the world economy, they now fight for limited liability for oil companies that destroy the sacred small businesses that they purportedly champion. [read post]
4 Apr 2016, 10:27 am
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
24 Jan 2011, 5:04 pm
Federal statutes known as the Dodd-Frank Wall Street Reform and Consumer Protection Act recently adopted by Congress (the Act) amended the Securities Exchange Act of 1934 (the 34 Act) to add a new requirement that "municipal advisors" register with the SEC. [read post]
30 Jul 2024, 1:28 pm
While images of wall street corruption and big corporate scandals may immediately spring to mind when you hear the term securities fraud, it is actually a broad classification of crimes that can potentially affect thousands of Americans. [read post]
6 Mar 2020, 6:18 am
Per the Wall Street Journal (May 17, 2019), when it comes to CEO compensation at big companies, “the best performers got big pay and big raises […], but the laggards didn’t do much worse. [read post]
11 Nov 2016, 5:00 am
Donald Trump’s Transition Team: We Will ‘Dismantle’ Dodd-Frank in the Wall Street Journal The brief note on Mr. [read post]
23 Dec 2010, 8:22 am
” A party that took Wall Street reform seriously could expect similar electoral dividends. [read post]
8 Aug 2018, 7:25 am
In 2010, in response to the financial crisis of 2008, Congress enacted the Dodd-Frank Wall Street Reform Act and Consumer Protection Act. [read post]
26 Jul 2010, 10:19 am
The Volcker Rule clauses of the Dodd-Frank Wall Street Reform and Consumer Protection Act wisely leave it to regulators to apply the rules in practice, noted Financial Services Authority Chair Adair Turner, because drawing a legislative distinction between proprietary trading and customer facilitation is close to impossible in a world where securitized credit will still play a significant role. [read post]
27 May 2015, 9:30 pm
Congress and the Obama Administration responded with new legislation and executive action, including the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act and a series of regulatory proposals and actions from the Treasury Department. [read post]
2 Jul 2010, 5:29 pm
As a sign of the coming rulemakings at financial regulators if the Dodd-Frank Wall Street Reform and Consumer Protection Act becomes law, the Public Company Accounting Oversight Board (PCAOB) has announced that its Standing Advisory Group (SAG) will meet July 15, 2010 to consider, among other things, the auditing standards that the PCAOB will need to adopt in order to handle audits of broker-dealers, as mandated by the Dodd-Frank Act. [read post]
18 Jan 2018, 12:45 pm
The SEC whistleblower program was established by Congress as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
22 Sep 2010, 1:15 pm
Source: Wall Street Journal [read post]
