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11 Apr 2013, 12:33 pm by Eric Alexander
Smith & Nephew, Inc., No. 1:12-CV-0070-EJL-MHW, 2013 WL 1290812 (D. [read post]
10 Apr 2013, 10:47 am by Abbott & Kindermann
Troesh Materials, Inc. submitted an application to the County of Santa Barbara (“County”) to operate a new mine within the dry bed of the Cuyama River. [read post]
9 Apr 2013, 7:55 pm by Robert C. White Jr.
The SEC makes it very clear in the Release that the basic premises of Regulation FD are still in place and that public companies must still comply with them. [read post]
9 Apr 2013, 9:50 am by David Panzer
MHN Government Services, Inc., Case No. 3:12-cv-05109-SI (Docket No. 68) (April 3, 2013). [read post]
8 Apr 2013, 1:20 pm by WIMS
Improved corporate ESG disclosure: Companies must provide reporting on a "comply or explain" basis for eight key ESG categories. [read post]
8 Apr 2013, 12:32 pm by Editorial Board
On March 26, the Staff of the Division of Trading and Markets of the SEC provided no-action letter relief from the broker-dealer registration requirements of the Securities Exchange Act of 1934 to FundersClub Inc. and its wholly-owned subsidiary in connection with their internet based, Rule 506 compliant securities offerings. [read post]
4 Apr 2013, 9:37 am by Steven Koprince
 ”As a result, we conclude that the agency complied with the terms of the solicitation. [read post]
4 Apr 2013, 6:19 am by Tom Webley
This joint action, which remarkably includes the UK Information Commissioner, evidences an undoubtedly strong show of European DPAs’ willingness to force international, and in particular U.S. companies, to comply with European Data Protection regulation on major European markets. [read post]
1 Apr 2013, 5:46 am
It was busted for failing to make sure that its vehicles and drivers comply with federal safety regulations. [read post]
31 Mar 2013, 9:36 pm by Ken
As a reminder, Judge Wright's order required these people and entities to appear for the following purposes: Thus, the Court amends its February 7, 2013 Order to Show Cause (ECF No. 48) to include sanctions against the persons and entities in subparagraphs a–m below: a) John Steele, of Steele Hansmeier PLLC, Prenda Law, Inc., and/or Livewire Holdings LLC; b) Paul Hansmeier, of Steele Hansmeier PLLC and/or Livewire Holdings LLC; c) Paul Duffy, of Prenda Law, Inc.; … [read post]