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15 Dec 2022, 4:00 am
Generally, every CA RIA (other than those also registered as broker-dealers) that has custody of client funds or securities must maintain a minimum net worth of $35,000. [read post]
26 May 2015, 2:50 pm
The SEC recently announced its 2015 examination priorities, which are intended to address market-wide issues, such as fraud detection/prevention and corporate governance, as well as those specific to particular business models and organizations. [read post]
26 May 2015, 2:50 pm
The SEC recently announced its 2015 examination priorities, which are intended to address market-wide issues, such as fraud detection/prevention and corporate governance, as well as those specific to particular business models and organizations. [read post]
15 May 2024, 9:05 pm
Federal law requires that exchange-traded derivatives generally have to be cleared. [read post]
16 Aug 2019, 3:00 am
Attorneys for the Birmingham and Huntsville airport authorities told the Ethics Commission that airport workers are not public employees because they are paid with funds generated by the airports, not with state, county, or municipal funds. [read post]
24 Jun 2016, 10:18 am
The Solicitor General recommends the Court grant only on the second question. [read post]
27 Oct 2011, 8:14 am
Criminal fines for corporations may reach $10 million. [read post]
15 Oct 2012, 12:33 pm
Tim said that firms may have heard from their corporate clients that the number one rule in business is "no surprises. [read post]
28 Apr 2010, 2:35 pm
GC motto is “do not let legal costs outpace revenues”The old broken model – flipping Cravath model on its side. [read post]
31 May 2012, 1:32 pm
The Settlement furthermore references specific reformed policies that should help avoid similar issues in the future including those related to use of corporate credit cards and travel reimbursement. [read post]
24 Jun 2011, 4:30 am
The down side is that I am spending a lot of time on law that is revenue generating but not in my interest areas (business law & copyrights/trademarks). [read post]
20 Oct 2017, 5:00 am
The following extended due dates do not apply to “large taxpayers” as defined in the Puerto Rico Internal Revenue Code: Returns or declarations due, including extensions, within the September 19 and October 20, 2017, were extended 20 calendar days. [read post]
27 Oct 2014, 3:30 am
After summarizing general valuation principles, Justice Driscoll concluded that “[t]hese principles make clear that the Court may not consider AriZona’s ’strategic’ or ‘synergistc’ value to a hypothetical third-party purchaser, as Ferolito urges. [read post]
14 Apr 2024, 9:05 pm
Rather, he purchased shares in Incyte Corporation, which was a firm arguably occupying the same market space as Medivation. [read post]
13 Jun 2023, 9:01 pm
If Republicans had their druthers, the government might have spent a bit less; if Democrats had their druthers, the government would have continued to collect a lot more in taxes from wealthy individuals and corporations. [read post]
18 Mar 2016, 6:42 am
The crackdown comes at a time when Opa-locka, one of Miami-Dade County’s poorest cities, has been struggling with a financial crisis stemming from millions of dollars in uncollected revenue and mismanagement. [read post]
5 Sep 2013, 8:38 am
This week, the far right wing corporate lobby The Fraser Institute issued yet another of its ‘studies’ advocating that Canada should follow the lead of low wage American states like Mississippi and Oklahoma by passing a law that would force unions to provide free services to nonmembers (“right to free ride law”). [read post]
1 Jul 2012, 5:52 pm
Former journalist Denis MacShane MP argued in favour of a new clause that would bar corporations from suing for libel. [read post]
11 Apr 2020, 9:00 am
Newspapers are zero-rated for VAT, which means that we waive the tax revenue we might have had from their sale. [read post]
12 Apr 2013, 3:48 am
Although the device has been a huge hit and has been generating lots of revenue, the cost of manufacturing is quite high. [read post]
