Search for: "SECURITIES CORP."
Results 7161 - 7180
of 11,588
Sort by Relevance
|
Sort by Date
10 May 2012, 8:30 am
On April 25, Financial Industry Regulatory Authority (“FINRA”) expelled broker-dealer Pinnacle Partners Financial Corp. and its president, Brian Alfaro, from membership after they failed to respond to allegations that they made fraudulent sales involving oil and gas private placements and unregistered securities in violation of Section 10(b) of the Securities Exchange Act of 1934. [read post]
9 May 2012, 9:37 am
The Clearing Coalition, a group that includes Bank of New York Mellon Corp., D.E. [read post]
9 May 2012, 6:43 am
Lampariello and Med Cap's former chief executive, Sidney Field, were sued by the Securities and Exchange Commission ("SEC") for fraud, in connection with Med Cap's last offering, Medical Provider Funding Corp. [read post]
8 May 2012, 5:15 pm
See, e.g., In re JJMM International Corp., Case No. 11-76540-ast (Bankr. [read post]
8 May 2012, 2:30 pm
MICG Investment Management LLC Mission Securities Corp MMR, Inc. [read post]
8 May 2012, 12:36 pm
In 2010, the FTC dinged Twitter for repeated security flaws that violated promises made to users. [read post]
8 May 2012, 12:00 pm
The team consists of senior staff from 10 federal agencies with jurisdiction over various parts of construction projects including the Council on Environmental Quality, DOT, Office of Management and Budget, National Economic Council, Department of Interior, Environmental Protection Agency, Advisory Council on Historic Preservation, Army Corps of Engineers, Department of Commerce, and Homeland Security. [read post]
8 May 2012, 9:08 am
A second House Appropriations Committee bill and report would bar using FY2013 funds to “develop, adopt, implement, administer, or enforce a change or supplement to” the Army Corps of Engineers’ rules or guidance on the definition of waters under the jurisdiction of the Federal Water Pollution Control Act. [read post]
8 May 2012, 8:30 am
Arnolds Management Corp. [read post]
7 May 2012, 1:17 pm
Corp Fin published FAQs1-17 on April 16, 2012. [read post]
7 May 2012, 8:47 am
In support of its claim that the certificates were equity securities and not debt securities, The Bank of New York Mellon relied on various treatises and C&DI 202.01. [read post]
7 May 2012, 7:07 am
On Aug. 13, 2009, MERS substituted Cal-Western Reconveyance Corp. as trustee under the deed of trust. [read post]
7 May 2012, 4:14 am
Corp Fin Reconsiders CDI on Trust Indenture Act & Asset-Backed Securities On Thursday, Corp Fin issued the note at the end of Trust Indenture Act CDI 202.01 to note its reconsidering the CDI due a court case as noted below: 202.01 Certificates representing a beneficial ownership interest in a trust are offered to the public pursuant to a registration statement under the Securities Act. [read post]
7 May 2012, 2:58 am
Qualifications For this purpose, a veteran is someone who has served in the US Army, Navy, Air Force, Coast Guard, or Marine Corps or has served in the Texas National Guard, including the Texas Army and Air National Guard (but does not include the Texas State Guard). [read post]
6 May 2012, 11:52 am
The better the independent security of positive reasons, the more warranted the conclusion, but the better the independent security of negative reasons, the less warranted the conclusion. [read post]
5 May 2012, 5:11 am
Novartis Pharm Corp. [read post]
5 May 2012, 4:04 am
The German applicant had sought assistance from the US District Court to order discovery from three non-parties for use in a securities fraud action filed in Germany. [read post]
4 May 2012, 10:58 am
The law firm is advocating for Science Applications International Corp. [read post]
4 May 2012, 9:11 am
In fiscal year 2011, NLSP received 72 percent of its overall funding from the Legal Services Corp., according to the LSC’s website. [read post]
3 May 2012, 7:30 am
Apple is notoriously good at keeping its trade secrets secure. [read post]
