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17 May 2010, 5:47 am
Investments deals involving CDOs have come back to haunt Morgan Stanley. [read post]
14 May 2010, 6:00 am
"Learning Gardens" have also been created at Randall's Island and Gracie Mansion, where children from the Stanley Isaacs Community Center have been growing vegetables and receiving cooking instruction as part of "The Growing Place" project. [read post]
13 May 2010, 1:15 pm
--------------------------------------------------------------------------------G&O Personnel NewsFred Goldsmith Moderates Seminar on Evolving Federal Court Pleading StandardsOn April 21, 2010, Fred Goldsmith moderated a continuing legal education seminar entitled, "Drafting and Challenging Federal Court Complaints: Three Federal Judges and a Law School Professor Outline Pleading and Motion to Dismiss Practice Post Twombly and Iqbal. [read post]
10 May 2010, 12:15 pm
Back in April I predicted that President Obama would pick a nominee who would "support . . . the constitutionality of the recently passed health care bill, preserv[e] . . . [read post]
7 May 2010, 10:00 pm
” Summary Biography [by Tom Goldstein] Elena Kagan was born on April 28, 1960 in New York. [read post]
7 May 2010, 11:24 am
On the latter issue, three other banks - Bank of America, Citigroup and Morgan Stanley – have, in fact, split the chairman and CEO roles. [read post]
4 May 2010, 9:43 am
”In a statement issued by Texas Criminal Defense Lawyer's Association president Stanley Schneider, the lawyers targeted commission Chairman John Bradley, saying he has “overstepped his authority, ignored the will of the Legislature and is trying to hide the commission's work from public scrutiny. [read post]
1 May 2010, 1:39 pm
William Frederick Nord, formerly with Morgan Stanley in Newport Beach, California, was fined $2,500 and suspended from association with any FINRA member in any capacity for 10 business days for settling a customer's complaint by paying the customer and agreeing to lower commission rates on the customer's future stock purchases without his member firm's knowledge or approval. [read post]
1 May 2010, 12:39 pm
William Frederick Nord, formerly with Morgan Stanley in Newport Beach, California, was fined $2,500 and suspended from association with any FINRA member in any capacity for 10 business days for settling a customer's complaint by paying the customer and agreeing to lower commission rates on the customer's future stock purchases without his member firm's knowledge or approval. [read post]
30 Apr 2010, 10:26 pm
Announces First Quarter Results, Marketwatch, April 29, 2010 [read post]
29 Apr 2010, 1:48 pm
Although phony financial statements claimed $120 million in assets, there was actually only $15 million in a Morgan Stanley account. [read post]
27 Apr 2010, 2:50 pm
(In the meantime, and apparently unbeknownst to his friends at Northwestern, Rutledge in April 1947 interviewed a former Columbia Law School valedictorian, Stanley L. [read post]
23 Apr 2010, 2:44 pm
Travis Laster in Wilmington concluded today that Stanley R. [read post]
22 Apr 2010, 11:45 am
Ranking Member Date: April 13, 2010 Re: Wall Street and the Financial Crisis The Financial Crisis. [read post]
SEC Charges Goldman Sachs & Co. with Civil Fraud, and British and German Authorities May Follow Suit
18 Apr 2010, 3:05 pm
On Friday, April 16, 2010, the Securities and Exchange Commission (SEC) announced bringing civil fraud charges against Goldman Sachs & Co. [read post]
15 Apr 2010, 9:40 am
Heller Ehrman’s Stanley Young wound up at Covington. [read post]
12 Apr 2010, 3:50 pm
., on Thursday, April 15. [read post]
8 Apr 2010, 6:08 am
April might be the cruelest month, but for the plaintiffs securities bar, March certainly wasn’t a walk in the park. [read post]
6 Apr 2010, 1:58 am
A number of the rulings were sufficiently favorable to the defendants that Alison Frankel commented in an April 1, 2010 article in the AmLaw Litigation Daily that "it’s been a truly lousy week for plaintiffs’ lawyers in the securities bar. [read post]
1 Apr 2010, 9:00 am
On Monday, April 19 at 6:00 PM, panelists will examine these and other issues at a free public forum at the NYCLA Home of Law, 14 Vesey Street, "A Local and International Perspective on Afghanistan - U.S. [read post]
