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16 Oct 2007, 2:14 am
  The use of copy-controls have proven to be an abject failure - not only do they do little to stem the tide of unauthorized copying, but they ultimately punish the industry's best customers who face a barrage of interoperability problems, security threats, and inequitable limitations on their personal property. [read post]
7 Jan 2016, 7:41 pm by Lanigan
And they brought me in because they said quite frankly that they didn’t know anything about the securities industry and there was a lot of the securities techno-babble that the prosecutors were talking about. [read post]
24 Jan 2024, 1:38 pm by Jerry Kalish
These staggered effective dates provide breathing room for the IRS to provide guidance, for the retirement plan industry to make the necessary changes to administrative systems and documents, and for plan sponsors to make the best decisions for their retirement plans. [read post]
5 Nov 2015, 1:45 pm by The Murray Law Firm
Nightclub & Bar, an online resource for the nightlife industry, recently asked club owners, “What if the discussion was about noticing the potential for an incident and intervening before one even starts? [read post]
It is a mistake to believe that only businesses in certain industries like healthcare, financial services, retail, education and other heavily regulated sectors have obligations to train employees about data security. [read post]
In 2013, banking organizations, securities firms, insurance companies, and other participants in the financial services industry should stop to consider how the implementation of the Dodd-Frank Act has unfolded and to plan for new compliance duties that will or are likely to take effect. [read post]
18 Apr 2013, 8:24 am by Sean Patrick Donlan
At the same time, the US considers how best to deploy towers and walls along its border zones while implementing an integrated border management regime. [read post]
When Broker-Dealer Supervisory Failures Don’t Protect Investors’ Best Interests  Our Trusted Brokerage Firm Negligence Lawyers May Be Able To Help You  Pursue Damages The Financial Industry Regulatory Authority (FINRA) is ordering two broker-dealers to pay penalties for compliance failures related to Regulation Best Interest (Reg BI). [read post]
4 Aug 2008, 10:03 am
We are now in a good position to reflect on these consequences and to outline various policy options to meet the challenges ahead, perhaps best characterized as the need for food and livelihood security under increasingly constrained environmental conditions from within and outside the realm of agriculture and globalized economic systems.The report looks specifically at eight cross-cutting themes: bioenergy, biotechnology, climate change, human health, natural resource management,… [read post]
19 Jul 2022, 2:59 pm by Kevin LaCroix
  These companies have historically been considered attractive targets for securities actions given the inherent risks of the industry and the volatility of their stock prices, and, as a result, often have relatively limited D&O insurance options. [read post]
13 Feb 2017, 11:50 am by Renae Lloyd
Critics claim the industry regulator’s arbitration reform is slow at best, particularly when it comes to the transparency of the arbitration process and the qualifications of the arbitrators. [read post]
24 May 2018, 9:53 am by Kelly Phillips Erb
The Internal Revenue Service (IRS) and its state and industry Security Summit partners are warning tax professionals about a new scam involving phishing emails posing as accounting and professional associations. [read post]
7 Jan 2011, 2:38 pm by James Hamilton
Even in connection with transactions under the securities laws involving retail unsophisticated investors, courts have imposed a high standard, noted the MFA, and the same standard should apply here. [read post]
25 Mar 2007, 12:16 pm
Law Blog Factoid: He’s married to best-selling novelist Susan Isaacs, a favorite author of the Law Blog’s mother. [read post]
25 Jul 2023, 10:43 am by Rob Robinson
AI Innovator Fileread Secures $6 Million Investment to Reinvent Legal Discovery Process In a significant development in the legal tech sector, Fileread, an innovative startup specializing in the application of advanced language learning models (LLMs), has successfully secured a $6 million investment in its seed funding round. [read post]
20 Jul 2023, 6:31 am
” [1] As individual investors increasingly own stock indirectly, such as through mutual and pension funds, they are dependent on those institutional investors to vote on their behalf and act in their best interest. [read post]
20 Jul 2023, 6:31 am
” [1] As individual investors increasingly own stock indirectly, such as through mutual and pension funds, they are dependent on those institutional investors to vote on their behalf and act in their best interest. [read post]
9 Jul 2009, 12:51 pm
Securities arbitration before the Financial Industry Regulatory Authority (FINRA) is serious business. [read post]
4 Aug 2014, 9:30 pm by Stephen M. Maurer
This implies that private standards work best in oligopolies. [read post]