Search for: "Policy and Risk Management Services"
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2 May 2008, 10:56 am
The FSA obliges firms to ensure data security through its Principles for Business which state: "a firm must conduct its business with due skill, care and diligence" (Principle 2) and "a firm must take reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems. [read post]
17 Apr 2020, 8:41 am
Now is the time to emphasize your open-door policy. [read post]
11 Apr 2024, 7:13 am
“Cybersecurity” has emerged as one of top risks facing organizations. [read post]
10 Aug 2009, 2:34 am
"Source: Office of Community Oriented Policing Services, U.S. [read post]
15 Feb 2018, 11:55 am
Today’s compliance deadline serves as a reminder for corporate insureds of the importance of comprehensive cyber insurance coverage to mitigate and manage cyber risk. [read post]
13 Feb 2014, 7:35 am
Examples could include traditional IT managed services, application development and maintenance services, system implementation services, and other back office support services. [read post]
15 Jun 2010, 7:11 am
Conclusion Employers must carefully assess the benefits, and risks, of managing an unpaid internship. [read post]
26 Oct 2023, 10:57 pm
ASIC also released two new legislative instruments relating to investor directed portfolio services (IDPS) and IDPS-like schemes, commonly referred to as platforms: ASIC Corporations (Investor Directed Portfolio Services Provided Through a Registered Managed Investment Scheme) Instrument 2023/668; and ASIC Corporations (Investor Directed Portfolio Services) Instrument 2023/669. [read post]
7 Jul 2023, 1:24 pm
The claim further alleged that Wells Fargo Clearing Services unsuitably invested its client in high-risk equity stocks. [read post]
8 Mar 2022, 5:00 am
” Antitrust enforcers have, however, worked with DOD to allow the only two remaining suppliers of a defense-related product or service to combine their operations, subject to appropriate safeguards, when presented with scale economy and quality rationales that advanced national-security interests (see here). [read post]
4 Nov 2022, 9:05 pm
Conversely, more substantial internal regulations, including those prohibiting smoking or injection assistance, deterred high-risk individuals from utilizing the supervised consumption sites’ services, find Yoon and her coauthors. [read post]
17 Jul 2023, 1:45 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
8 Aug 2024, 6:52 am
Pleased to highlight a new open position at Bryan Cave Leighton Paisner: “Conflicts Attorney” — BCLP is a full-service international law firm. [read post]
6 Feb 2018, 6:49 am
The post Centers for Medicare & Medicaid Services proposes policies and updates to Medicare Advantage and Part D programs for 2019 appeared first on Health Law Pulse. [read post]
5 Apr 2022, 5:40 am
The proposal also would require periodic reporting about a registrant’s policies and procedures to identify and manage cybersecurity risks; the registrant’s board of directors’ oversight of cybersecurity risk; and management’s role and expertise in assessing and managing cybersecurity risk and implementing cybersecurity policies and procedures. [read post]
23 Dec 2011, 8:56 am
Human resources and other management leaders should move quickly to help their organizations manage these risks and responsibilities. [read post]
18 Sep 2009, 3:24 am
It also highlights the risk of financial crime where the policyholder deals through a service company rather than directly with the managing agent. [read post]
15 Jan 2024, 1:29 am
The KI had no risk policies in place, nor any internal controls that included risk management procedures and systems, including effective procedures for risk assessment. [read post]
26 Oct 2016, 7:00 am
For more, please see our previous posts on how to manage cyber security risks during the negotiation and due diligence stages of an M&A transaction and the ways regulatory bodies have begun managing these risks. [read post]
9 Jun 2021, 8:55 pm
Qualitative questionnaire: this will capture participants’ own views on their risks, their approach to climate risk management, and their potential management actions. [read post]