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4 Jan 2022, 6:12 am
It is important to note that the statements of SEC staff in accounting bulletins are not rules or interpretations of the SEC nor are they published as bearing the SEC’s official approval. [read post]
1 Jun 2016, 6:04 am
Nevertheless, it appears that the SEC is once again paying increased attention to financial reporting cases. [read post]
3 Oct 2017, 6:52 am
Investor ordering also interacts with requirements for cost-benefit analysis to reduce the cost of SEC regulation, and makes SEC regulations more dynamic. [read post]
21 Mar 2011, 5:10 am
SEC Budget Fight: Looking Ahead to 2012 The SEC's ongoing budget battle hit home for me last week, when one night I had a dream that I was still working at the SEC and then was fired due to budgetary constraints (yes, I do sleep on occasion). [read post]
7 Feb 2024, 5:34 am
Details of the SEC’s Findings According to the SEC, from March 2020 through July 2023, J.P. [read post]
7 Jun 2022, 6:30 am
SEC Commissioner Hester Peirce dissented, contending that the SEC’s Order “does not explain what, precisely, Mr. [read post]
7 Jun 2022, 6:30 am
SEC Commissioner Hester Peirce dissented, contending that the SEC’s Order “does not explain what, precisely, Mr. [read post]
7 Dec 2018, 8:48 am
The SEC is right in its actions in these situations. [read post]
1 Apr 2010, 2:17 am
Enforcement's New Chief Accountant Recently, the SEC announced that Howard Scheck is rejoining the Division of Enforcement as Chief Accountant. [read post]
31 Dec 2015, 6:14 am
Increased Number of Enforcement Actions The number of SEC enforcement actions continues to grow. [read post]
18 Sep 2018, 6:12 am
Respondents in nearly 200 SEC proceedings with pending cases will now be granted the opportunity to have their case reheard by a different ALJ. [read post]
27 Oct 2023, 4:15 am
The repeated theme was the SEC’s limited remit of the SEC related to investors making investment decisions related to the 6,000-7,000 public registrants. [read post]
1 Oct 2013, 6:00 am
The SEC says it will remain open:The SEC will remain open and operational in the event the federal government undergoes a lapse in appropriations on October 1. [read post]
12 Nov 2021, 12:29 pm
The SEC appreciates the assistance of the U.S. [read post]
8 Apr 2022, 8:54 am
The SEC will accept comments until April 11. [read post]
24 May 2022, 6:30 am
Earlier this week, SEC Chair Gary Gensler gave the keynote address for an investor briefing on the SEC Climate Disclosure Rule presented by nonprofit Ceres. [read post]
24 May 2022, 6:30 am
Earlier this week, SEC Chair Gary Gensler gave the keynote address for an investor briefing on the SEC Climate Disclosure Rule presented by nonprofit Ceres. [read post]
27 Jul 2009, 5:04 pm
One of the major regulatory pushes this year by the SEC has been to revamp the short sale rules. [read post]
11 Jun 2024, 9:01 pm
The SEC has nearly 5,000 staff here in Washington and in regional offices across the nation. [read post]
1 Jun 2023, 10:00 pm
Recent enforcement activity points to several areas of interest for the SEC—and provides a valuable window for public companies into the SEC’s priorities. [read post]
