Search for: "U.S. Compliance Corporation"
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1 Jun 2023, 3:33 am
The U.S. [read post]
31 May 2023, 9:01 pm
After a decades-long history of “reckless” and “unsound” practices, federal regulators imposed punitive consent orders on Wells Fargo, requiring the bank to implement a three-stage compliance and corporate oversight overhaul. [read post]
31 May 2023, 7:56 am
Contemporaneous with the civil settlement, GCI has agreed to enter into a corporate compliance agreement with the FCC. [read post]
30 May 2023, 9:01 pm
Halkbank is unlikely to be the last state-owned company to run afoul of the vast U.S. sanctions and exports control regime, and the Biden administration has made clear that it will continue to prioritize the prosecution of “corporate crime[s] [that] intersect with national security. [read post]
30 May 2023, 2:13 pm
In 2010, the U.S. [read post]
30 May 2023, 6:11 am
Experience with conflicts databases and researching corporate entities using Mergent, Edgar, Hoovers, Dun & Bradstreet or other corporate databases a plus. [read post]
29 May 2023, 7:30 am
Last week the U.S. [read post]
27 May 2023, 9:05 pm
After leaving the SEC in 2013, Paredes founded his own consulting practice, Paredes Strategies LLC, where he advises clients on regulatory compliance and strategy, corporate governance, and risk management. [read post]
26 May 2023, 4:43 pm
To post an open Indian law or leadership job to Turtle Talk, send all of the following information to indigenous@law.msu.edu In the email body: A typed brief description of the position which includes Position title Location (city, state) Main duties Closing date Any other pertinent details, such as a link to the application An attached PDF job announcement or link to the position description Kickapoo Traditional Tribe of Texas Prosecutor. [read post]
26 May 2023, 6:17 am
This includes potential risks to U.S. national security associated with the transfer of U.S. persons’ data, in weakly encrypted and identifiable form, to companies in China. [read post]
25 May 2023, 6:05 am
It reinforces the role that sanctions compliance and due diligence plays in making costs untenable for some customers and in some places. [read post]
24 May 2023, 9:17 am
From its inception in 1977 to roughly 2002, the FCPA was enforced far less robustly than in recent years by its two primary enforcing agencies, the U.S. [read post]
23 May 2023, 9:01 pm
In the last year, the staff has published a number of important bulletins regarding these standards of conduct for investment advisers and broker-dealers.[26] As to artificial intelligence, this technology already is playing a part in call centers, account openings, compliance programs, trading algorithms, sentiment analysis, robo-advisers, and brokerage apps. [read post]
23 May 2023, 5:44 am
Identifying these connections can be challenging, posing significant compliance risks for U.S. exporters. [read post]
22 May 2023, 9:05 pm
”[2] While the listing rules of the main U.S. stock exchanges take some steps in this direction, the disclosure of corporate information is still mostly periodic or triggered by specific events. [read post]
21 May 2023, 1:37 pm
Those underlying charges by the U.S. [read post]
19 May 2023, 1:53 pm
It also mandates that agricultural land buyers must provide an affidavit under penalty of perjury attesting they are not a foreign principal and are in compliance with the law. [read post]
19 May 2023, 12:41 pm
Burr, 551 U.S. 47 (2007). [read post]
19 May 2023, 6:30 am
Rabin, and Anastasia Kerdock, Akin Gump Strauss Hauer & Feld LLP, on Wednesday, May 17, 2023 Tags: Board of Directors, CEOs, dei, financial performance, Gender Diversity, racial diversity, social mobility Remarks by Commissioner Lizárraga before the Digital Directors Network 2023 Conference Posted by Jaime Lizárraga, U.S. [read post]
19 May 2023, 6:30 am
Rabin, and Anastasia Kerdock, Akin Gump Strauss Hauer & Feld LLP, on Wednesday, May 17, 2023 Tags: Board of Directors, CEOs, dei, financial performance, Gender Diversity, racial diversity, social mobility Remarks by Commissioner Lizárraga before the Digital Directors Network 2023 Conference Posted by Jaime Lizárraga, U.S. [read post]
