Search for: "SECURITIES CORP."
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17 Apr 2012, 10:38 am
Coldwell Banker Real Estate Corp. [read post]
17 Apr 2012, 4:29 am
Corp Fin Issues 17 More JOBS Act FAQs Yesterday, Corp Fin issued 17 FAQs helping to interpret a bunch of issues regarding "emerging growth companies" under Title I of the JOBS Act - including scaled disclosure - ahead of the SEC's rulemaking in this area. [read post]
16 Apr 2012, 3:51 pm
City Capital Corp. and two former executives operated an $11 million Ponzi scheme that targeted socially conscious investors in church settings, according to charges by the Securities and Exchange Commission. [read post]
16 Apr 2012, 8:30 am
Following the Supreme Court’s landmark decision in Prima Paint Corp. v. [read post]
15 Apr 2012, 10:15 pm
SmithKline Beecham Corp. [read post]
14 Apr 2012, 11:17 am
As I indicated in my prior post (located here), the real value of the Brinker opinion, at least from the plaintiff’s perspective, lays in the Court’s certification analysis. [read post]
13 Apr 2012, 11:29 am
According to reports, a securities arbitration panel recently ruled that Lincoln Financial Advisors Corp. must pay $2 million to Jeffrey Concepcion, a broker who alleged that his company fired him and then damaged his professional reputation. [read post]
13 Apr 2012, 8:01 am
Smith Corp., No. 11-1354 (7th Cir. [read post]
13 Apr 2012, 4:54 am
KCCI-Channel 8 reports on a $231,000 libel verdict out of Woodbury County. [read post]
13 Apr 2012, 4:30 am
Corp., 535 F. [read post]
13 Apr 2012, 4:12 am
Dodd-Frank: SEC Releases Study on Cross-Border Private Securities Litigation On Wednesday, the SEC issued its 106-page study of cross-border private securities litigation as required by Section 929Y of Dodd-Frank. [read post]
12 Apr 2012, 1:51 pm
Also, the FAQs state that as of April 5, 2012, issuers (BHCs included) may exclude from the holder of record calculation for purposes of Exchange Act Sections 12(g)(1) and (5) those persons who received securities through an employee compensation plan (including former employees) in Securities Act-exempt transactions. [read post]
12 Apr 2012, 10:18 am
Dell, McKesson Corp., Xilinx, and Computer Sciences Corp. [read post]
12 Apr 2012, 10:11 am
See, e.g., Yamaha Int’l Corp. v. [read post]
12 Apr 2012, 8:59 am
In part III, Professor Spencer analyzes the Supreme Court’s more recent decisions in Bell Atlantic Corp. v. [read post]
12 Apr 2012, 2:00 am
Whittaker Corp, 639 F.2d 516 (9th Cir. 1981). [read post]
11 Apr 2012, 1:13 am
Jonathan Joseph is a member of the California State Bar and has focused for over 33 years on regulatory, corporate, securities and transactional matters for banks and bank holding companies and officers and directors of distressed and failed institutions. [read post]
10 Apr 2012, 12:36 pm
Yankee Nuclear Power Corp. v. [read post]
10 Apr 2012, 4:24 am
The Treasury, SBA and DOJ monitoring the securities laws? [read post]
9 Apr 2012, 11:23 pm
District Court for the Southern District of New York has decided that investors can sue Bank of New York Mellon (BK) over its role as trustee in Countrywide Financial Corp. [read post]
