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24 Mar 2016, 9:37 am by John Jascob
Former CFTC Chairman Gary Gensler told the Committee in 2009 that CFTC should be empowered to establish position limits across markets, so traders can’t avoid position limits in a market by moving to a related exchange or market.The senators noted that in the public comment process over the past few years, the CFTC has held nine public meetings and reviewed tens of thousands of comments regarding position limits. [read post]
15 Feb 2023, 7:41 am by Unknown
“I am pleased to support this proposal because, if adopted, it would broadly update our Privacy Act rules to account for modern technology, as well as provide the public with greater transparency into the Commission's use of this data,” SEC Chair Gary Gensler said. [read post]
25 Mar 2022, 6:08 am by John Jascob
These are the last references to credit ratings in the SEC’s ruleset, so if adopted, the amendments will fulfill Congress’s mandate under Dodd-Frank to remove all references to credit ratings and substitute another standard for creditworthiness, Chair Gary Gensler said in a statement (Removal of References to Credit Ratings from Regulation M, Release No. 34-94499, March 23, 2022).Creditworthiness. [read post]
15 Nov 2013, 7:30 am by James Hamilton
In a letter to CFTC Chair Gary Gensler and SEC Chair Mary Jo White, the House members cautioned that the unilateral application of U.S. derivatives regulations to other countries that are presently working on their own complementary derivatives regulatory regimes will result in a flight of swaps activity away from U.S. banks overseas and further away from U.S. oversight. [read post]
18 Jun 2012, 1:48 pm
He contends that CFTC chairman Gary Gensler has rebuffed efforts to modify the way the agency is run. [read post]
5 Jan 2023, 3:15 am by John Jenkins
” (emphasis added) December 8, 2022: Per SEC Chair Gary Gensler on Speaking with Yahoo! [read post]
10 Dec 2011, 7:54 pm
CFTC Chairman Gary Gensler has recused himself from the probe into MF Global. [read post]
20 Nov 2021, 4:30 am by Geoff Schweller
“The SEC’s Enforcement Division is the cop on the beat for America’s securities laws,” said Chair Gary Gensler. [read post]
13 Apr 2011, 8:43 am by James Hamilton
Agreeing with Chairman Schapiro, CFTC Chair Gary Gensler said that differences in SEC and CFTC derivatives regulations are sometimes driven by statute and sometimes by market practices. [read post]
Sec Enforcement Priorities On April 4, 2022, SEC Chair Gary Gensler outlined the SEC’s enforcement priorities as they relate to blockchain and cryptocurrencies in a speech at the Penn Law Capital Markets Association Annual Conference. [read post]
9 Jun 2021, 2:21 pm by Kevin LaCroix
Now, in remarks published earlier this week on the Wall Street Journal (here), SEC Chair Gary Gensler has said that the SEC is drafting a proposal to revise the Rule’s requirements to target some of the perceived abuses. [read post]
10 Nov 2020, 7:19 am by John Jascob
Yates is perhaps best known in corporate law circles, however, for the "Yates memo" in which she outlined then-DOJ policy on individual accountability and corporate wrongdoing.Finally, according to multiple media reports, President-elect Biden will lean on former CFTC Chairman Gary Gensler for advice on oversight of the financial industry. [read post]
16 Mar 2023, 9:57 am by Unknown
“This proposal would help promote every part of our mission, particularly regarding investor protection and orderly markets,” Gensler said.The big picture. [read post]
19 Dec 2023, 6:12 am by Unknown
The majority response to Coinbase also noted that the Commission has pursued multiple crypto-related rulemakings and that those rulemakings may address some of Coinbase’s concerns about lack of legal clarity around crypto activities.SEC Chair Gary Gensler issued a statement echoing the contents of the letter sent to Coinbase. [read post]
Trade Comm., FTC Seeks Public Comment on Dark Patterns Topics ahead of Workshop (Apr. 9, 2021), available at https://www.ftc.gov/news-events/press-releases/2021/04/ftc-seeks-public-comment-dark-patterns-topics-ahead-workshop. [3] Public Statement from Gary Gensler, Chair, U.S. [read post]
20 Aug 2009, 2:11 am
"I believe that position limits should be consistently applied and vigorously enforced," CFTC Chairman Gary Gensler said. [read post]
2 Nov 2017, 7:12 am
Brazile finds out about the debt after the convention, from Gary Gensler, the chief financial officer of Hillary’s campaign:“Gary, how did they do this without me knowing? [read post]