Search for: "Gary Gensler"
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4 Nov 2011, 7:16 am
Corzine’s association with MF Global may spell trouble for CFTC Chairman Gary Gensler. [read post]
29 Sep 2023, 6:27 am
House of Representatives Committee on Financial Services Posted by Gary Gensler, U.S. [read post]
29 Sep 2023, 6:27 am
House of Representatives Committee on Financial Services Posted by Gary Gensler, U.S. [read post]
13 Oct 2023, 6:30 am
Securities and Exchange Commission, on Wednesday, October 11, 2023 Tags: Schedule 13D, Schedule 13G, SEC, Williams Act Statement by Chair Gensler on Final Rules Regarding Beneficial Ownership Posted by Gary Gensler, U.S. [read post]
22 Sep 2023, 6:30 am
Securities and Exchange Commission, on Thursday, September 21, 2023 Tags: EDGAR, N-PORT, rule 35d-1, SEC Statement by Chair Gensler on Updates to the Names Rule Posted by Gary Gensler, U.S. [read post]
20 Nov 2021, 4:30 am
“The SEC’s Enforcement Division is the cop on the beat for America’s securities laws,” said Chair Gary Gensler. [read post]
5 Jan 2023, 3:15 am
” (emphasis added) December 8, 2022: Per SEC Chair Gary Gensler on Speaking with Yahoo! [read post]
22 Mar 2012, 7:42 am
The new sheriff in town, CFTC Chairman Gary Gensler has a plan. [read post]
25 Mar 2022, 6:08 am
These are the last references to credit ratings in the SEC’s ruleset, so if adopted, the amendments will fulfill Congress’s mandate under Dodd-Frank to remove all references to credit ratings and substitute another standard for creditworthiness, Chair Gary Gensler said in a statement (Removal of References to Credit Ratings from Regulation M, Release No. 34-94499, March 23, 2022).Creditworthiness. [read post]
27 May 2022, 9:24 am
In a letter to Chair Gary Gensler, Rep. [read post]
31 Jan 2024, 9:12 am
At the same time, a defendant is free to give up settlement and litigate, the SEC said.In a statement, SEC Chairman Gary Gensler said entering into a settlement “is a consequential choice for both the SEC and the defendant. [read post]
15 Feb 2023, 7:41 am
“I am pleased to support this proposal because, if adopted, it would broadly update our Privacy Act rules to account for modern technology, as well as provide the public with greater transparency into the Commission's use of this data,” SEC Chair Gary Gensler said. [read post]
15 Nov 2013, 7:30 am
In a letter to CFTC Chair Gary Gensler and SEC Chair Mary Jo White, the House members cautioned that the unilateral application of U.S. derivatives regulations to other countries that are presently working on their own complementary derivatives regulatory regimes will result in a flight of swaps activity away from U.S. banks overseas and further away from U.S. oversight. [read post]
24 Mar 2016, 9:37 am
Former CFTC Chairman Gary Gensler told the Committee in 2009 that CFTC should be empowered to establish position limits across markets, so traders can’t avoid position limits in a market by moving to a related exchange or market.The senators noted that in the public comment process over the past few years, the CFTC has held nine public meetings and reviewed tens of thousands of comments regarding position limits. [read post]
21 Nov 2023, 6:02 am
Clearinghouses must abide by most of the rules starting a year from publication in the Federal Register, with an extra year for the board independence requirements (Clearing Agency Governance and Conflicts of Interest, Release No. 34-98959, November 16, 2023).In a statement, SEC Chair Gary Gensler said the rule is meant to promote board independence, consider the views of relevant stakeholders, and reduce the potential for conflicts of interest within the board and senior… [read post]
4 May 2022, 7:32 am
SEC Chair Gary Gensler stated his belief “that a diverse SEC workforce helps promote fairness and inclusion in the financial services industry. [read post]
26 Feb 2024, 5:11 am
"I was pleased to support today's adoption of rules to strengthen the SEC’s ethics requirements," said SEC Chair Gary Gensler. [read post]
7 Jun 2022, 7:03 am
The Commission also agreed to mandate the use of inline eXtensible Business Reporting Language (inline XBRL) for filing financial statements and the accompanying schedules to the financial statements required by Form 11-K (Updating EDGAR Filing Requirements and Form 144 Filings, Release No. 33-11070, June 2, 2022).Citing Form 144 as a prime example, Chair Gary Gensler said that the amendments will make the filing process more efficient and cost-effective. [read post]
16 Aug 2022, 5:00 am
SEC Chair Gary Gensler backed the updated standards which he believes will enhance audit quality. [read post]
16 Jan 2024, 11:38 am
The go-ahead for some of the world’s largest financial firms, including BlackRock and Fidelity, to offer the ETFs gives the cryptocurrency industry some regulatory legitimacy—although SEC Chair Gary Gensler cautioned the approvals did not constitute an endorsement of Bitcoin—and will provide an easier way for retail and institutional investors to get exposure to the digital currency. [read post]
