Search for: "In Re Hedges" Results 721 - 740 of 2,370
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17 Dec 2007, 6:25 am
You're just one step ahead of the doorman. [read post]
8 Jun 2018, 6:47 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Tags: Banks, Financial crisis, Financial institutions, Hedging, Investor protection, Proprietary trading, Risk, Systemic risk, Volcker Rule Statement on Proposed Revisions to Prohibitions and Restrictions on Propriety Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Posted by Kara M. [read post]
24 Jul 2023, 7:34 am by Dan Bressler
The firm’s lengthy client roster includes hedge fund giant Citadel, whose founder Ken Griffin donated $1 million to Suarez’s state campaign earlier this year. [read post]
31 Dec 2019, 8:13 am by CFM Admin
Clients, Friends, Associates: As we prepare for a new year, we also reflect on an eventful 2019 year that included developments impacting both traditional hedge fund managers as well as those in the digital asset space. [read post]
23 Aug 2007, 3:24 am
(many firms' "other investments" include hedge funds & private equity - but give no clue about the riskiness. [read post]
7 Sep 2008, 5:03 am
They're all easily pronounced - not a qwrtlg or a gxrch in the group. [read post]
12 Apr 2011, 10:02 am by Ailyn Cabico
”  In response to this comment letter and other comment letters, NASAA’s board of directors instructed its investment adviser section group to re-examine the provision. [read post]
31 Jul 2007, 10:17 pm
We're delighted you're joining the Concurring Opinions team. [read post]
11 Apr 2011, 5:00 am by Doug Cornelius
The SEC does not expect IARD to be re-programmed until the end of 2011. [read post]
18 Aug 2008, 5:43 pm
Instead, they're just sensible. [read post]
30 May 2022, 9:05 pm by Paul P. Momtaz
Overall, these findings are intriguing because they rationalize the seemingly paradoxical re-introduction of centralized market structures in DeFi markets. [read post]
11 Dec 2008, 5:41 pm
What they're finding is that courts won't buy the argument that one party was too unsophisticated to understand the risks of these investments. [read post]
13 Oct 2021, 9:18 am by Silver Law Group
Coral Gables Asset Management was a hedge fund managed by David Coggins, who was sentenced to more than four years in prison in 2021. [read post]
19 Nov 2011, 2:44 pm by Lisa Junghahn
For an efficient search, use Knowledge Mosaic memos re: Private Equity, Venture Capital & Hedge Funds. [read post]
29 May 2009, 11:21 am
  Other related hedge fund law articles include: CPO Annual Report Guidance Hedge Fund CPO Exemptions How to Register as a CPO CPO Exemption for Fund of Hedge Funds NFA CPO Actions [read post]