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4 Dec 2013, 9:07 am
This overview includes the following: * Regulatory & Other Changes in 2013 * Adviser Registration & Compliance * CFTC Regulation * Annual Compliance & Other Items * Annual Fund Matters * Annual Management Company Matters * Compliance Calendar **** Regulatory & Other Changes in 2013: Foreign Account Tax Compliance Act (“FATCA”). [read post]
28 Nov 2013, 4:00 am
Matters would be otherwise were the doctrine a liability rule. [read post]
22 Nov 2013, 5:14 pm
Press release can be found here. **** Cole-Frieman & Mallon LLP is a premier boutique investment management law firm, providing top-tier, responsive, and cost-effective legal solutions for financial services matters. [read post]
21 Nov 2013, 9:04 pm
Cole v. [read post]
15 Nov 2013, 5:24 pm
. **** Cole-Frieman & Mallon LLP is a premier boutique investment management law firm, providing top-tier, responsive, and cost-effective legal solutions for financial services matters. [read post]
14 Nov 2013, 9:00 am
David Cole goes even further, saying that the ICCPR “expressly guarantees a right of privacy to all human beings. [read post]
13 Nov 2013, 1:58 pm
As a matter of law the United States can probably safely ignore this process-based constraint, too. [read post]
11 Nov 2013, 2:05 pm
As a preliminary matter, I’m not sure why that latter point should be the case. [read post]
11 Nov 2013, 8:05 am
But really, the journalistic approach does everyone a disservice and distorts the process, no matter which "side" benefits in any given instance. [read post]
2 Nov 2013, 4:28 am
Cole’s rather bold assertion. [read post]
1 Nov 2013, 8:44 am
(Regular readers will recall that requiring such interrogations to be recorded is the final, un-enacted recommendation of Texas' Timothy Cole Advisory Panel on Wrongful Convictions.) [read post]
14 Oct 2013, 10:47 am
. **** Cole-Frieman & Mallon Third Quarter Update Clients and Friends: In the third quarter of 2013 we have seen dramatic developments in the world of investment management regulatory compliance. [read post]
14 Oct 2013, 6:08 am
Jock McCulloch and Geoffrey Tweedale are labor historians, which means mostly they write about the issues of interest to industrial workers, from an unremittingly pro-labor and anti-management perspective. [read post]
20 Sep 2013, 6:00 am
Cole. [read post]
19 Sep 2013, 9:53 am
We assume (for the purposes of this post) that every bad thing that these opinions recount about the defendant’s off-label promotion was true.That doesn’t matter. [read post]
11 Sep 2013, 10:29 am
As a theoretical matter, Proposal 2 seems even more invidious. [read post]
3 Sep 2013, 8:18 am
Read award-winning novelist Teju Cole’s funny and insightful parody of this article, “9 questions about Britain you were too embarrassed to ask 1. [read post]
26 Aug 2013, 8:54 am
Timothy Cole, one recalls, died from an untreated asthma attack. [read post]
26 Aug 2013, 4:30 am
Cole’s evidence was insufficient as a matter of law. [read post]
Federal Circuit: Preliminary Injunctions More Available in Trade Secret Cases (Than in Patent Cases)
12 Aug 2013, 11:34 am
I am not sure if you gave my company permission or not to use these, but it is my intention to learn what the truth of the matter is. [read post]
