Search for: "New York Department of Financial Services"
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23 Dec 2014, 11:09 am
Mishkin A settlement has been announced in the lawsuit filed by Benjamin Lawsky, the Superintendent of the New York Department of Financial Services, using his Dodd-Frank Section 1042 authority. [read post]
14 Feb 2015, 11:06 am
As part of their sentence, they will also surrender their broker’s licenses to the New York State Department of Financial Services. [read post]
13 Feb 2017, 2:36 pm
The fines related to enforcement action by the New York Department of Financial Services (“NYDFS“) against both BTMU and MUFG, following which the PRA deemed that the two banks were in breach of the PRA Fundamental Rules. [read post]
17 Nov 2021, 12:58 pm
Some commenters pointed to the New York State Department of Financial Services Guidance on Managing the Financial Risks from Climate Change, released on November 15 and discussed in an earlier InsureReinsure Blog post, as a guide for future regulator expectations of the insurance industry. [read post]
22 Mar 2017, 2:00 am
Prior, he worked in public service as Deputy Commissioner and General Counsel of the New York State Department of Taxation and Finance. [read post]
17 Jan 2020, 11:14 am
The hefty fine was paid to several federal and state agencies, including DOJ, the Federal Reserve, Treasury’s Office of Foreign Assets Control, and the New York Department of Financial Services. [read post]
3 May 2022, 9:01 am
On April 28, 2022 the New York Department of Financial Services (“NYDFS”) issued its Guidance on Use of Blockchain Analytics, a document directed to all virtual currency business entities that either have a NYDFS Bitlicense or are chartered as a limited purpose trust company under the New York Banking Law. [read post]
2 Jul 2009, 2:54 am
In response to recent investigations of reimbursements of out-of-network treatment, New York Governor Paterson announced a proposed regulation that will require health and accident insurers, including health maintenance organizations (collectively, “insurers”), to inform insureds as to the actual reimbursement amount for out-of-network treatment before receiving such treatment. [read post]
24 Aug 2015, 4:00 am
Rosenblum A new lawsuit, filed by the CFPB and the New York Department of Financial Services (NY DFS) in a California federal court against two pension advance companies and three of the companies’ individual managers, again demonstrates the aggressive approach taken by both agencies. [read post]
31 Mar 2017, 7:30 am
Last summer the state legislature passed unanimous bipartisan legislation to establish standards for effective counsel and to shift financial responsibility for services from counties to the state. [read post]
4 Feb 2013, 6:00 pm
See S&P says it expects U.S. civil suit over mortgage bond ratings, New York Times (Feb. 4, 2013). [read post]
4 Oct 2023, 9:01 pm
”[6] Transition finance: The release defines this practice as “providing financing, investment, or advisory services to clients and portfolio companies that are implementing measures to significantly reduce the emissions from their goods and services. [read post]
31 Mar 2017, 5:45 am
For more information on the development and requirements of the DFS cybersecurity regulations see our articles: Getting Prepared for the New York Department of Financial Services’ Proposed Cyber Security Regulations, and New York Releases Revised Proposed Cyber Security Regulations. [read post]
6 Jun 2020, 4:00 am
New York State Comptroller Thomas P. [read post]
6 Jun 2020, 12:00 am
New York State Comptroller Thomas P. [read post]
25 Jun 2014, 4:30 am
On May 22, 2014 Naragansett Bay Insurance Company (“Naragansett”) signed a Consent Order with the New York State Department of Financial Services (DFS) agreeing to pay a civil penalty of $327,400 and to enact substantial capacity upgrades for its failure to timely perform adjuster inspections on numerous properties damaged by Super Storm Sandy.1 Naragansett was found in violation of New York Insurance Law §2601,… [read post]
4 Dec 2023, 2:29 pm
NY Regulators Secure $1 Million Settlement in Cyber Action Against First American Title Insurance CompanyIn a Press Release dated November 28, 2023, New York State Department of Financial Services Superintendent Adrienne Harris announced a Consent Order entered into by the Department related to a May 2019 data breach at…↓ READ MORE ↓ ICI Member LOG IN or SUBSCRIBE today! [read post]
14 Feb 2017, 8:34 am
A recent decision by the New York Supreme Court, Appellate Division for the First Department, Buchanan Capital Markets, LLC v. [read post]
12 Jun 2021, 4:00 am
New York State Comptroller Thomas P. [read post]
12 Jun 2021, 4:00 am
New York State Comptroller Thomas P. [read post]
