Search for: "Registered Agents"
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9 Oct 2016, 11:03 pm
This happens when they are taken off the register of companies. [read post]
12 Apr 2010, 1:23 am
The trial on quantum for infringement of registered design was almost due to start when YD applied to amend. [read post]
8 Sep 2013, 4:32 pm
(Salt Lake City, Utah) [Link] O'Brien Jones, PLLC is seeking full-time registered patent attorneys and patent agents with 2-5 years relevant experience. [read post]
20 Jun 2022, 5:55 am
Crypto securities registers, in contrast, are kept by a registrar agent (registerführende Stelle) typically on the basis of DLT. [read post]
10 Nov 2010, 8:05 am
Michigan-registered broker-dealers, agents, investment advisers and investment adviser representatives are prohibited from using certain professional designations or certifications that state or imply specialized knowledge of the financial needs of senior investors. [read post]
12 Jul 2010, 6:36 am
Asimova was the original registered agent, although that later was changed to Gardner being the registered owner. [read post]
12 Jul 2010, 6:36 am
Asimova was the original registered agent, although that later was changed to Gardner being the registered owner. [read post]
10 Feb 2012, 11:31 am
The databank showed that the vehicle was registered to defendant Willard Oliphant and his son Will. [read post]
15 Jun 2018, 12:04 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
15 Jun 2018, 12:04 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
20 Sep 2021, 6:15 am
By Jay Fishman, J.D.The Massachusetts Securities Division issued a preliminary statement and entered into a consent order with Massachusetts Mutual Life Insurance Company’s subsidiary MML Investors Services (MMLIS) for MMLIS’s failure to have effective compliance policies in place to supervise and, hence, prevent its registered agent and retail investor educator (Gill) from manipulating and driving up the price of GameStop shares on YouTube, Twitter, Reddit, TikTok,… [read post]
21 Oct 2020, 2:26 pm
The financial transaction threshold between a registered lobbyist or lobbyist agent and a public official increased from $1,275 to $1,300. [read post]
2 Aug 2012, 3:36 pm
We already require them to maintain a "registered agent." [read post]
5 Jan 2011, 8:15 pm
On July 23, 2008, the United States Patent & Trademark Office published an interesting notice in the Federal Register reminding patent attorneys and patent agents that there appears to be widespread and open violations of the Export Administration Regulations within the industry. [read post]
20 Oct 2022, 5:56 pm
The DOJ alleged that BVK knowingly failed to disclose on its PPP loan application that it was required to register with the federal government as a Foreign Agent under the Foreign Agents Registration Act (FARA), which rendered it ineligible to receive a loan under the PPP “second-draw” program. [read post]
8 Jun 2009, 8:32 pm
The Orange County Register reports that authorities from the Laguna...Feds Raid Medical Marijuana Clinic! [read post]
11 Jan 2014, 8:05 pm
I far as I have been able to ascertain, none of these agents employ (or are) registered Australian patent attorneys. [read post]
3 Apr 2013, 12:55 pm
Courtesy of FoIB Jeff M, we now have a hard copy of what it takes to become a "Navigator" making a cool $96k.Here's a sample:"To register with the FFE [Federally-Facilitated Exchange], brokers and agents will be required to provide personal identifying information (for example, name, date of birth and email address) and professional information (for example, affiliated company name and national producer number). [read post]
13 Oct 2021, 11:17 am
If adopted by NASAA membership, the proposed model rules would “make it an unethical business practice for a broker-dealer, agent, investment adviser or investment adviser representative registered in a jurisdiction to fail to pay an arbitration award or fine entered against the person. [read post]
28 Feb 2013, 10:19 am
But, any agent must be registered as a trademark agent, which requires meeting specific criteria laid out in the second part of Section 51, including residing in Ethiopia. [read post]
