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18 Feb 2021, 3:01 am
The SEC has redesigned Corp Fin’s Rule 14-8 no-action page – and the layout is very user-friendly for those of us who spend proxy season monitoring incoming requests & responses. [read post]
10 Aug 2018, 9:53 am
Nicholas III, co-founder of Broadcom Corp., and Ashley Fargo were arrested after security at the Encore called police on Tuesday to report contraband in the room, according to Metropolitan Police Department spokesman Larry Hadfield and dispatch logs. [read post]
23 Dec 2011, 5:11 am
WSJ News Corp. [read post]
21 May 2007, 5:30 am
Canadian pharmaceutical company Biovail Corp. and its former CEO have been running into a bit of trouble with securities regulators in the U.S. and Canada recently. [read post]
2 Aug 2006, 5:36 pm
El Paso Corp. [read post]
13 Dec 2006, 4:55 am
The Army and Marine Corps need more men. [read post]
3 Mar 2009, 8:31 pm
General Re Corp., a subsidiary of Berkshire Hathaway Inc. and a global reinsurance company, has agreed to a tentative settlement in the AIG securities class action pending in the S.D.N.Y. [read post]
6 Aug 2010, 9:35 pm
Thirteen former officers and directors of New Century Financial Corp., an Irvine, California-based mortgage finance company that collapsed in 2007, have agreed to the preliminary settlement of the securities class action pending against them in the C.D. of California. [read post]
11 Jan 2011, 1:25 pm
The Securities and Exchange Commission is starting the year with a bang, announcing a $119 million settlement with the Charles Schwab Corp. for misleading investors and failing to prevent the misuse of nonpublic information. [read post]
24 Oct 2007, 9:05 am
Internet phone service from Vonage Holdings Corp is vulnerable to attacks by hackers, who are able to intercept calls to the company's subscribers, a security firm said.Read the article: Reuters [read post]
7 Sep 2006, 2:24 am
The SEC filed a civil complaint alleging that two former executives of ITXC Corp. arranged for the payment of bribes to officials of African state-owned telephone companies to secure business. [read post]
11 Apr 2018, 10:56 am
Bloomberg reported:VirnetX Holding Corp. won $502.6 million against Apple Inc. after a federal jury in Texas said the maker of iPhones was infringing patents for secure communications, the latest twist in a dispute now in its eighth year. [read post]
28 Feb 2020, 6:24 am
Army Corps of Engineers failed to secure federal funding. [read post]
30 Nov 2010, 11:49 pm
Morgan Stanley has received approval from the Chinese securities regulator to sell its 34.3 percent stake in China International Capital Corp., and a state-owned newspaper has named K.K.R. and TPG as potential bidders for it. [read post]
22 Jun 2007, 2:48 am
Business development and private lending company Allied Capital Corp. settled an administrative action with the SEC related to maintaining records for the valuation of the company's investments in the securities of other corporations. [read post]
8 Mar 2019, 9:44 am
BB&T Corp. previously acquired Valley Forge, now a subsidiary called Sterling Advisors. [read post]
13 Mar 2012, 6:00 am
A federal judge has ordered the former CEO of Brookstreet Securities Corp. [read post]
8 Sep 2008, 1:10 pm
New York Sate Attorney General Andrew Cuomo recently subpoenaed eight Bank of America Corp. executives as part of the state's investigation into the sale and marketing of auction rate securities. [read post]
31 Aug 2015, 2:49 pm
Have you suffered investment losses in InvenTrust Properties Corp? [read post]
21 Feb 2013, 4:22 am
Where is cyber-security on the policy curve for legislation and regulation? [read post]
