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21 Aug 2023, 9:42 am by The White Law Group
The crisis had a cascading effect, leading to a severe credit shortage, the collapse of major financial institutions, and a profound global recession. [read post]
5 Sep 2024, 6:10 am by The White Law Group
As expected, the majority of these firms were broker-dealers, whose record-keeping requirements are broader compared to those for investment advisers. [read post]
8 Jul 2019, 8:12 am by Staff Attorney
  The majority of the customer complaints against Siegel concern allegations of high frequency trading activity also referred to as churning. [read post]
20 Mar 2019, 10:41 am by The Murray Law Firm
 According to WSVN.com, “Bahamas resident Harold Williams was left with an eye swollen shut and a major gash on his face after what he described as an unprovoked attack. [read post]
19 Jul 2019, 11:42 am
While the vast majority of dogs are friendly and docile, others can show uncanny signs of aggression, especially towards children that lack the ability to recognize signs of fear or aggressive behavior. [read post]
23 Nov 2020, 10:02 am
 Major Changes:* Separate Index (Table of Contents) Volume required for multi volume excerpts, no index or TOC to be included in numbered volumes* Single Volume excerpts of no more than 300 pages can include Index/TOC* Excerpts must be consecutively paginated through all volumes in a set other than separate index volume, including caption pages, blank pages, certificates, etc.* Social Security cases- complete CAR as filed in district court must be submitted with original… [read post]
11 Mar 2019, 1:42 pm by Lev Sugarman
Sarah Grant unpacked recent litigation over the Trump administration’s transgender military service ban, including a federal court ruling last week, which removed a major obstacle to implementing the ban. [read post]
17 Nov 2015, 6:09 am by John Jascob
He points out that Dodd-Frank added Section 15F to the Exchange Act to ensure that entities disqualified from participating in the SBS market cannot continue to act on behalf of another SBS dealer or major SBS participant. [read post]
6 Jul 2020, 9:00 am by Unknown
  The principal business of QI Partners is investment in securities. [read post]
11 Sep 2019, 11:37 am by Gordon Ahl
  The decision comes before a major case in the UK Supreme Court next week which could order the recall of MPs. [read post]
17 Nov 2023, 6:34 am by Unknown
," American University International Law Review, vol. 38, no. 2 (2023) [full-text]"(Un)just post-disaster mobilities in small island developing states: Revisiting the patterns and outcomes of three major environmental disasters in the Caribbean," International Journal of Disaster Risk Reduction, vol. 97 (Oct. 2023) [open access]Related post:- Thematic Focus: Climate Change & Disasters (16 Oct. 2023) [read post]
27 Aug 2014, 6:32 am by Mark Astarita
Those proceedings are designed for small, "administrative" type matters - not major securities fraud trials where livelihoods are at stake.The New York Times has an article on the SEC's administrative hearing process, which is grossly unfair to the respondents - The S.E.C. [read post]
29 Jan 2017, 7:42 am by Jim Walker
  Yesterday, a Department of Homeland Security official said people holding green cards are included in President Trump's executive action temporarily barring people from seven Muslim-majority countries from entering the United States. [read post]
3 Oct 2023, 11:41 am by Bill Budington
As we’ve pointed out before, this reporting obligation raises major cybersecurity concerns. [read post]
13 Oct 2017, 6:59 pm
Since Jokowi took office in 2014, 18 convicted drug traffickers were executed in 2015 and 2016 – the majority citizens of other countries. [read post]
17 Dec 2014, 9:15 am
A major Manhattan investment bank is facing three separate lawsuits alleging sexual harassment and retaliation in connection with reporting the harassment. [read post]