Search for: "D & D Management and Investement, LLC"
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7 Jan 2015, 7:00 am
Rex Venture Group, LLC d/b/a ZeekRewards.com, and Paul R. [read post]
18 Dec 2014, 9:17 am
A company gets a greater return on investment by being prepared for a security breach. [read post]
18 Dec 2014, 12:34 am
Time to check your crystal ball to see what it portends for the legal industry in 2015 – or you can just head over to the Business of Law Blog to see what others think. [read post]
16 Dec 2014, 4:13 am
Newman, the Second Circuit considered appeals from the insider trading convictions of Todd Newman, a former portfolio manager at Diamondback Capital Management, LLC, and Anthony Chiasson, a former portfolio manager at Level Global Investors, LP. [read post]
9 Dec 2014, 6:18 am
Securities, LLC (LaSalle) over allegations that staff found certain deficiencies with respect to: 1) a private placement offering involving Seat Exchange Corporation where LaSalle failed to exercise adequate due diligence before allowing a broker to recommend the offering to four investors; 2) a private offering by Revitalight Operators, LLC, LaSalle distributed a private placement memorandum to potential investors that did not include material facts and used a flawed methodology… [read post]
24 Nov 2014, 3:32 am
According to information compiled by Adam Savett, Director, Class Action Services, Kurtzman Carson Consultants (KCC), LLC, including the trial against Palaschuk, there have been only 24 securities class action lawsuits that have gone to verdict since Congress enacted the Private Securities Litigation Reform Act (PSLRA) in December 2005. [read post]
11 Nov 2014, 8:45 am
When asked about the claim, D. [read post]
9 Nov 2014, 2:52 pm
Carl D. [read post]
9 Nov 2014, 10:47 am
Carl D. [read post]
20 Oct 2014, 2:16 am
[Refusal to register THE ROCK CREEK GROUP for, inter alia, "individualized and personalized financial services provided to institutional investors, namely, sovereign wealth funds, state and local pension plans, multinational corporations, foundations and endowments," in view of the registered marks ROCK CREEK PROPERTY GROUP, LLC, in standard character and design form, for "real estate investment, management, and brokerage services" [PROPERTY GROUP,… [read post]
18 Oct 2014, 3:35 pm
Cir. 1988), aff’d 8 U.S.P.Q.2d 1790 (TTAB 1987). [read post]
8 Oct 2014, 5:53 am
., Curt Rincker d/b/a Rincker Simmentals and Blackacre Ranch, LLC). [read post]
1 Oct 2014, 8:44 pm
This post was contributed by Paul D. [read post]
22 Sep 2014, 8:00 am
Lucas owned and operated Lucas Capital Advisors LLC (Lucas Capital), through which he served as an investment advisor and manager to multiple individuals. [read post]
3 Sep 2014, 1:57 am
“In order to build up a strong patent portfolio, they will also invest a lot in third-party R&D, including working with universities and research institutions in China, acquiring innovations, and so on. [read post]
27 Aug 2014, 5:21 pm
., Sports Management w/concentration in Professional Sport Management and Minor in Business Law, Western Carolina UniversityProfessional experience includes: Legal Intern, Haywood County Clerk of Court Office in Waynesville, North Carolina, Director of Baseball Operations, Western Carolina University Athletic Dept.Anna Dey (Austin, Texas)J.D., Seattle University School of LawParalegal Certificate with Honors, University of San Diego Paralegal ProgramB.A., English, Cornell… [read post]
26 Aug 2014, 10:13 am
Cupo, Mark D. [read post]
25 Aug 2014, 3:31 am
The LLC, formed in 2005, the following year invested over $4 million to acquire a tract of real property in Long Island City for the purpose of developing it with condominium housing. [read post]
6 Aug 2014, 3:05 pm
However, one practical consequence that is likely is that NFA member firms – especially FCMs and Introducing Brokers with a high volume of new account openings – will implement increasingly stringent account opening procedures for customers that rely on registration exemptions. **** Cole-Frieman & Mallon LLP acts as legal counsel to the investment management industry. [read post]
6 Aug 2014, 2:57 pm
Almost all EB-5 offerings are conducted under Regulation S and/or Regulation D, without SEC registration. [read post]
