Search for: "Executive Financial Consultants" Results 741 - 760 of 6,845
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11 Apr 2023, 4:00 am by Derrick George
Securities fraud is defined as knowingly executing or attempting to execute a scheme intended to defraud the public in connection with a commodity and options for future delivery. [read post]
10 Apr 2023, 7:29 am by Sarah Litowich
But it’s critical to emphasize that they can only be executed while you are still of sound mind. [read post]
10 Apr 2023, 6:45 am by Dan Bressler
” “These trips appeared nowhere on Thomas’ financial disclosures. [read post]
4 Apr 2023, 7:59 am by Cynthia Marcotte Stamer
  In response to the Executive Order, DOJ, FTC and the NLRB have agreed to cooperate in the investigation and enforcement of federal laws restricting competition among workers regarding wages or other terms and conditions of employment as well as initiated various regulatory and enforcement projects to further strengthen these efforts. [read post]
4 Apr 2023, 2:20 am by Matthias Weller
 27-52 (online first) Chen, Shun-Hsiang “Signed, Sealed, & Undelivered: Unsuccessful Attempts of Judgment Recognition Between the U.S. and China”, Brooklyn Journal of Corporate, Financial & Commercial Law 16 (2022), pp. [read post]
31 Mar 2023, 11:36 am by The White Law Group
In other words, the account owner gives the broker the authority to make investment decisions without having to consult the account owner first. [read post]
31 Mar 2023, 6:30 am
Bebchuk (Harvard Law School) , on Monday, March 27, 2023 Tags: banking systems, Central banking, Credit Suisse, Financial regulation, Legal systems, Liability standards, Liquidity, Monetary policy, Systemic risk The Evolving Battlefronts of Shareholder Activism Posted by Brian Tayan (Stanford University), on Tuesday, March 28, 2023 Tags: Activism, activist campaigns, financial markets, Public Companies, Shareholder activism, Universal Proxy An Early Look at 2023 CEO &… [read post]
31 Mar 2023, 6:30 am
Bebchuk (Harvard Law School) , on Monday, March 27, 2023 Tags: banking systems, Central banking, Credit Suisse, Financial regulation, Legal systems, Liability standards, Liquidity, Monetary policy, Systemic risk The Evolving Battlefronts of Shareholder Activism Posted by Brian Tayan (Stanford University), on Tuesday, March 28, 2023 Tags: Activism, activist campaigns, financial markets, Public Companies, Shareholder activism, Universal Proxy An Early Look at 2023 CEO &… [read post]
30 Mar 2023, 6:33 pm by Siven Watt
Within months, former judicial candidates alleged that Norman threatened to withdraw party support unless they hired consultants friendly with party leadership – reportedly a $100,000 proposition. [read post]
29 Mar 2023, 11:15 am by Guest Author
Much has been made of the 2018 “regulatory relief” legislation that weakened Dodd-Frank Act strictures on banks, of SVB executives’ lobbying for deregulation, and the F [read post]
29 Mar 2023, 6:41 am by Gretchen Knaut
In what may be the initial shoe to drop in a possible ongoing larger financial investigation, Bragg has zeroed in on a set of activities that occurred in the course of the 2016 presidential campaign. [read post]
27 Mar 2023, 9:01 pm by renholding
   Filing And Settlement Trends  Data from a recently released NERA Economic Consulting (“NERA”) study shows federal securities litigation filing trends that began in earnest in 2020 continued through 2022. [read post]