Search for: "Merril"
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19 Feb 2015, 12:14 pm
Merrill Lynch, Pierce, Fenner & Smith, Inc., No. [read post]
21 Aug 2008, 7:35 pm
New York Attorney General Andrew Cuomo told several news outlets on Thursday he will file suit against Merrill Lynch over its role in selling auction-rate securities if an agreement isn't reached by the end of the day. [read post]
20 Sep 2021, 6:08 pm
Boggs, a Chicago-based registered investment advisor and former Merrill Lynch financial advisor, told his clients that he would use their funds to buy securities. [read post]
27 Jan 2009, 12:14 pm
Last week the former head of Merrill Lynch resigned from Merrill’s new owner, Bank of America, after getting heat for his handling of fourth-quarter losses at Merrill, his lavish spending to renovate his office at Merrill, and his acceleration of bonus payments at Merrill so they could be collected before the end of the year. [read post]
2 Sep 2009, 2:23 pm
Merrill Lynch & Co. [read post]
18 Sep 2009, 8:30 am
The lawsuit was settled while the motion to dismiss was pending.Filed on October 3, 2008, the plaintiffs asserted claims for relief under Sections 11, 12(a)(2) and 15 of the Securities Act of 1933 on behalf of investors in certain Merrill Lynch debt securities and a series of Merrill Lynch preferred stock. [read post]
10 Sep 2013, 6:57 am
The employees alleged that after BofA completed its acquisition of defendant Merrill Lynch and combined its retail brokerage unit with Merrill’s brokerage operations, BofA kept the Merrill Lynch unit as a wholly owned subsidiary and swept its “legacy” FAs, who had worked for BofA’s brokerage unit, into the Merrill Lynch subsidiary. [read post]
24 Oct 2007, 7:47 am
Edwards, Merrill Lynch’s chief financial officer, commenting on the bank’s 2006 third-quarter earnings “Mortgage and leveraged finance-related write-downs in our FICC business depressed our financial performance for the quarter. [read post]
29 Jul 2008, 12:05 pm
Now that Merrill Lynch is seeking another $8.5 billion in capital — after announcing another expected multibillion-dollar charge for its third quarter, less than two weeks after its second-quarter earnings report — many are lining up to make the firm’s chief executive eat his words. [read post]
7 Aug 2009, 1:54 pm
Merrill Lynch underwrote the securities that Teva bought. [read post]
23 Jan 2009, 3:01 am
Kevin LaCroix at The D&O Diary delivers news that surprises no one, a securities class action based upon Bank of America's untimely disclosure of Merrill Lynch's catastrophic losses: As has been well-publicized, within a matter of weeks of closing its acquisition of Merrill Lynch, Bank of America announced previously undisclosed 4Q08 operating losses at Merrill of $21.5 billion that required BofA to obtain an emergency $20 billion cash… [read post]
25 Aug 2009, 3:16 pm
Monday's filings in the Bank of America-Merrill Lynch bonus controversy gave us law firm news galore, with finger pointing at Wachtell and Shearman, and Dewey's M&A chair stepping in to defend the merger agreement between the two banks. [read post]
16 Oct 2003, 6:04 am
Dow Jones reports that the US Justice Department has announced that Enron accountant Sheila Kahanek and Merrill Lynch vice president William R. [read post]
25 Jun 2011, 7:42 pm
Merrill Lynch is a unit of Bank of America Corp. [read post]
11 Aug 2009, 10:09 am
AN OFFER HE COULDN’T REFUSE: Bank of America, Merrill Lynch, and the Fed. [read post]
21 Jul 2009, 9:33 am
Merrill to win a reversal of the IRS's refusal to let him file joint returns with his then-domestic partner for tax years 2004 and 2005.I previously posted on this case here. [read post]
14 Jun 2010, 10:00 am
Merrill Lynch’s CDO deals were sold to institutional and retail investors. [read post]
5 Apr 2009, 4:07 pm
Related Web Resources Merrill to Pay $40 Million in Refco Case, Wall Street Journal, March 30, 2009 Merrill socked with historic arbitration ruling, Crain's New York Business, March 31, 2009 [read post]
23 Jan 2009, 1:06 am
When John Thain became Merrill Lynch's CEO in early 2008, he hired Michael S. [read post]
Principles of First Title: Merrill, Marx, and Musings on Supplanting First-Possession with Accession
6 Jun 2010, 3:04 pm
Merrill argues that accession is a ubiquitous background principle in the law of property, shaping numerous legal doctrines. [read post]
