Search for: "Professional Accounts Management, LLC" Results 741 - 760 of 1,232
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18 Oct 2018, 7:57 am by John Jascob
NYSE Arca charged a $750 per month access fee and additional device fees based on whether the subscriber was a professional ($30/month) or non-professional ($10/month), with a cap for broker-dealers regarding non-professionals at $20,000/month. [read post]
18 Nov 2021, 8:04 am by Steven Koprince
CVE-204-A (2021) involved the SDVOSB application submitted by The Hope Cos, LLC, a professional and leadership coaching business. [read post]
27 Dec 2010, 6:40 am by Jeralyn
Marshals manage and dispose of all assets seized for forfeiture by utilizing successful procedures employed by the private sector. [read post]
22 Apr 2024, 12:55 pm by Kelly Shivery
Margarita Howard and her company HX5 LLC, along with affiliated joint venture HX5 Sierra LLC, paid approximately $7.8 million. [read post]
15 Nov 2023, 6:26 am by jeffreynewmanadmin
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
16 May 2024, 9:43 am by The White Law Group
  Investment Processes: AI is being utilized in brokerage account management and portfolio management to provide real-time insights into customer needs and trading behaviors. [read post]
1 May 2010, 5:35 pm by Hedge Fund Attorney
Developments in the Hedge Fund Market Location: London May 11 Sponsor: Professional Financial Advisors, Inc. [read post]
15 Oct 2019, 6:30 am by Michael B. Stack
You should consult with your insurance broker, attorney, or qualified professional. [read post]
7 Apr 2020, 11:49 am by John T. Bradford and John C. Anjier
Preferred equity in these cases usually includes the right to vote for directors of a corporation or managers of an LLC. [read post]
7 Apr 2020, 11:49 am by John T. Bradford and John C. Anjier
Preferred equity in these cases usually includes the right to vote for directors of a corporation or managers of an LLC. [read post]
9 Feb 2023, 11:27 am by The White Law Group
  As a guideline, if you are retired and have lost more than 15% of your account in a single year or have suffered large losses in a single security, you should have someone review your account to determine if the investments selected by your financial professional are in keeping with your investment objectives. [read post]
3 Jul 2018, 9:00 am by Robert Liles
 The following private sector contractors have been awarded UPIC contracts:Qlarant (Previously known as “Health Integrity, LLC”) (Western Jurisdiction)AdvanceMed Corporation (Midwestern Jurisdiction)IntegriGuard, LLC, dba HMS Federal (Indefinite Delivery, Indefinite Quantity[1])Noridian Healthcare Solutions, LLC (Indefinite Delivery, Indefinite Quantity)Safeguard Services LLC (North Eastern Jurisdiction)StrategicHealthSolutions, LLC… [read post]
26 Feb 2019, 6:30 am by Michael B. Stack
Working with a pharmacy benefit manager and/or carrier is a place to start. [read post]
28 Jul 2017, 6:00 am by Doug Cornelius
The importance of this topic came to the forefront in December 2016 when the SEC subpoenaed Apollo Global Management, LLC (“Apollo”) for additional information on Apollo’s IRR calculation methodologies.[1] This SEC enquiry has caused a number of private equity firms to review their IRR calculations and disclosures. [read post]