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21 Mar 2024, 8:17 am
FINRA Rules for Brokers According to FINRA Rule 8210(a)(1), individuals and entities under FINRA’s jurisdiction must provide information concerning any matter relevant to a FINRA investigation or examination. [read post]
1 Dec 2017, 5:26 pm
This evening, the Senate looks to cap a frenetic few days with the adoption of a “wraparound” amendment to H.R. 1, the Tax Cuts and Jobs Act. [read post]
20 Sep 2010, 7:30 am
As of March 1, there were nearly 63,000 persons on Texas' public database administered by the state's Department of Public Safety, which adds roughly 100 new names to the list each week. [read post]
28 Jun 2010, 3:11 pm
Slip op. at 10-16. [read post]
6 Jul 2016, 9:15 am
If you or a loved one is seeking Social Security Disability Insurance in Boston, call for a free and confidential appointment at 1-888-367-2900. [read post]
3 Feb 2017, 10:00 am
However, there is a six-month grace period before penalties and fines kick in on July 1. [read post]
29 Oct 2023, 10:13 am
The superseding indictment released on October 10 amended a May grand jury indictment that contained 13 charges. [read post]
4 Mar 2021, 10:02 pm
Among its provisions: Greater clarification on the business-to-business exemption, including allowance of (1) a business service provider’s residence to be their business location and (2) a business service provider to be an individual worker even if not acting as a sole proprietor. [read post]
1 Sep 2021, 3:30 am
Another woman is accused of fraudulently entering at least 10 individuals into the New York State Immunization Information System (“NYSIIS”) database, charging $250 each. [read post]
21 Sep 2021, 4:43 am
Second-degree murder can be punishable by 25 years to life in prison, with the possibility of parole after 10 years. [read post]
5 Jun 2012, 11:11 am
To receive a free hard copy, call 1-888-528-1216 and press 0. [read post]
5 Jun 2012, 11:11 am
To receive a free hard copy, call 1-888-528-1216 and press 0. [read post]
28 Dec 2008, 1:55 pm
Accident reports can typically found after 10 days following the date of incident. [read post]
18 Jan 2018, 12:45 pm
A whistleblower is an individual or several individuals acting jointly. [read post]
21 Jul 2020, 9:58 am
Initiated in January 2016, the survey has been administered nineteen times with 2,189 individual responses. [read post]
23 Aug 2011, 1:39 am
Particularly important under Dodd-Frank is whether and how their policies will cover internal corporate investigations caused by whistleblowers out to recover a bounty (10 to 30 percent) on potential penalties collected by the SEC in excess of $1 million. [read post]
9 Feb 2009, 12:41 pm
The reference states the article was accessed on January 1, 2007. [read post]
11 Mar 2022, 9:05 pm
The Iowa Senate on March 10 voted 32-to-15 in favor of Senate File 2309. [read post]
28 Feb 2020, 3:00 am
These agreements promise to (1) advance legal fees, and (2) pay loss (indemnification) on behalf of an individual should he or she be named in a lawsuit in his or her capacity as a director or officer of the company. [read post]
26 May 2011, 11:36 am
Id. at *10. [read post]