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21 Mar 2024, 8:17 am by The White Law Group
FINRA Rules for Brokers According to FINRA Rule 8210(a)(1), individuals and entities under FINRA’s jurisdiction must provide information concerning any matter relevant to a FINRA investigation or examination. [read post]
1 Dec 2017, 5:26 pm by John Buhl
This evening, the Senate looks to cap a frenetic few days with the adoption of a “wraparound” amendment to H.R. 1, the Tax Cuts and Jobs Act. [read post]
20 Sep 2010, 7:30 am by Gritsforbreakfast
As of March 1, there were nearly 63,000 persons on Texas' public database administered by the state's Department of Public Safety, which adds roughly 100 new names to the list each week. [read post]
6 Jul 2016, 9:15 am by Law Offices of Jeffrey S. Glassman
If you or a loved one is seeking Social Security Disability Insurance in Boston, call for a free and confidential appointment at 1-888-367-2900. [read post]
3 Feb 2017, 10:00 am by Gail Cecchettini Whaley
However, there is a six-month grace period before penalties and fines kick in on July 1. [read post]
The superseding indictment released on October 10 amended a May grand jury indictment that contained 13 charges. [read post]
4 Mar 2021, 10:02 pm by Gene Takagi
Among its provisions: Greater clarification on the business-to-business exemption, including allowance of (1) a business service provider’s residence to be their business location and (2) a business service provider to be an individual worker even if not acting as a sole proprietor. [read post]
1 Sep 2021, 3:30 am by Eric B. Meyer
Another woman is accused of fraudulently entering at least 10 individuals into the New York State Immunization Information System (“NYSIIS”) database, charging $250 each. [read post]
21 Sep 2021, 4:43 am by admin
Second-degree murder can be punishable by 25 years to life in prison, with the possibility of parole after 10 years. [read post]
28 Dec 2008, 1:55 pm
Accident reports can typically found after 10 days following the date of incident. [read post]
18 Jan 2018, 12:45 pm by Eric Dama
A whistleblower is an individual or several individuals acting jointly. [read post]
21 Jul 2020, 9:58 am by Rob Robinson
Initiated in January 2016, the survey has been administered nineteen times with 2,189 individual responses. [read post]
23 Aug 2011, 1:39 am by Kevin LaCroix
 Particularly important under Dodd-Frank is whether and how their policies will cover internal corporate investigations caused by whistleblowers out to recover a bounty (10 to 30 percent) on potential penalties collected by the SEC in excess of $1 million. [read post]
9 Feb 2009, 12:41 pm
The reference states the article was accessed on January 1, 2007. [read post]
11 Mar 2022, 9:05 pm by Dan Flynn
The Iowa Senate on March 10 voted 32-to-15 in favor of Senate File 2309. [read post]
28 Feb 2020, 3:00 am by John Jenkins
These agreements promise to (1) advance legal fees, and (2) pay loss (indemnification) on behalf of an individual should he or she be named in a lawsuit in his or her capacity as a director or officer of the company. [read post]