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3 Jan 2016, 4:32 am by Adam Weinstein
First, there must be reasonable basis for the recommendation the product or security based upon the broker’s investigation and due diligence into the investment’s properties including its benefits, risks, tax consequences, and other relevant factors. [read post]
29 May 2019, 6:54 am by Staff Attorney
  First, there must be a reasonable basis for the recommendation – meaning that the product has been investigated and due diligence conducted into the investment’s features, benefits, risks, and other relevant factors. [read post]
23 Mar 2023, 7:15 am by Seyfarth Shaw LLP
The definition of “salary” is a recent hot topic in wage and hour litigation and, for many courts, is an issue of first impression. [read post]
11 Jan 2022, 5:11 am by Eugene Volokh
Olympic Game Farm, Inc., decided Friday by Judge Robert Lasnik (W.D. [read post]
17 May 2012, 10:38 am by Mark S. Humphreys
Houston Health Club, Inc., d/b/a President & First Lady Health & Raquetball Club. [read post]
14 Apr 2011, 8:16 am by Matt C. Bailey
., at 2.With regard to the first issue, the Court reasoned that the risk of disclosing the private information at issue here was not a sufficient basis to overcome the rationale for rejecting the use of the “opt-in” class, as explained in Hypertouch Inc. v. [read post]
5 Apr 2009, 11:46 am
  In his piece, Forelle had included several quotes from James Treacy, a former Monster executive, who had apparently benefited from the company's options timing practices. [read post]
22 Dec 2011, 1:21 am by war
UMG Recording Inc v Shelter Capital Partners LLC. [read post]
31 Jul 2014, 7:37 am
If the NLRB does adopt the General Counsel’s view, it will not be the first time that the NLRB has asserted the primacy of the National Labor Relations Act over other federal law (D.R. [read post]
19 May 2016, 7:01 am by Adam Weinstein
  First, there must be reasonable basis for the recommendation the product or security based upon the broker’s investigation and due diligence into the investment’s properties including its benefits, risks, tax consequences, and other relevant factors. [read post]
30 Jul 2019, 5:51 pm by Dan Bressler
Gun Club is a “nonprofit mutual benefit corporation” with 17 directors. [read post]
15 Oct 2008, 10:00 am
Does the consumer first think he or she is buying a nursery rhyme instead of a pumpkin cupcake? [read post]
25 Apr 2016, 6:42 am by Adam Weinstein
  First, there must be reasonable basis for the recommendation the product or security based upon the broker’s investigation and due diligence into the investment’s properties including its benefits, risks, tax consequences, and other relevant factors. [read post]
22 Feb 2011, 6:27 am by South Florida Lawyers
" The tobacco companies, however, have lost their first appeal over how Florida courts are handling the cases.The state's 1st District Court of Appeal ruled against R.J. [read post]