Search for: "Corporate Funding & Investments LLC"
Results 761 - 780
of 1,716
Sorted by Relevance
|
Sort by Date
20 Apr 2018, 6:01 am
Mutual Fund Industry Posted by Linlin Ma (Northeastern University), Yuehua Tang University of Florida), and Juan-Pedro Gomez (IE University Business School), on Saturday, April 14, 2018 Tags: Agency costs, Asset management, Compensation regulation, Contracts, Financial institutions, Financial regulation, Fund managers, Fund performance, Incentives, Mutual funds, Ownership… [read post]
28 Sep 2017, 12:22 pm
The New York office has responsibility for the largest concentration of SEC-registered financial institutions including more than 4,000 investment banks, investment advisers, broker-dealers, mutual funds, and hedge funds. [read post]
4 Mar 2022, 8:00 am
The SEC alleges that Justin Robert King and his company, Elevate Investments LLC, “were offering interests in the Elevate Investment Fund despite the fact that no such fund entity exists” and that “all investor money was held in brokerage and bank accounts in the name of King, his wife, and/or Elevate. [read post]
11 Jun 2008, 4:21 pm
My work suggests that hedge funds' uncorporate structure - that is, use of typical limited partnership and LLC governance devices - is a big part of the answer. [read post]
23 Sep 2015, 5:57 am
Since 2009 Capolongo has been registered with John Thomas Financial, New Castle Financial Services LLC, EKN Financial Services Inc., National Securities Corporation, and Laidlaw & Company (UK) LTD. [read post]
25 Oct 2011, 6:45 pm
Valencia, who also went by Lupe Valencia, operated The Real Estate and Loan Consultants, a.k.a RE Equity Group, LLC ("RE Group") from 2001 until 2009, promoting two investment pools that funded loans to purchase real estate and fund small businesses. [read post]
17 Oct 2006, 9:44 am
Hence there will likely be at least three business entities (for example an S-Corp for the investment vehicle, an LLC for the first property, and one LLC for the second property.) [read post]
21 May 2024, 6:51 am
” “A1 is no longer funding the case, having been replaced by Cezar Legal Consulting Agency in March, after the latest hearing. [read post]
14 May 2011, 6:21 am
King amp; Spaldings transactional practices serve large cap, middle market and emerging growth companies as well as private equity funds, investment banks and financial institutions around the world. [read post]
3 Sep 2013, 3:30 am
In other words, the taxpayer’s investment is still the same, only the form has changed (e.g. vacant land exchanged for apartment building). [read post]
11 Mar 2022, 1:05 pm
Many practitioners are aware of the Securities Act ramifications of an offering, but don’t necessarily take the next step to analyze the Investment Company Act issues, which can be complex, particularly for funds. [read post]
9 Jun 2021, 2:21 pm
Reduce the corporate income tax rate. [read post]
3 Jun 2013, 3:29 am
Morgan Stanley Investment Advisors, 36 Misc 3d 889 (Sup Ct NY County 2012), involving a shareholder derivative suit against a Massachusetts corporation, where the court held that pre-trial discovery provisions in Massachusetts’ corporations law were an “integral” part of the statutory scheme and therefore superseded New York discovery rules. [read post]
11 Nov 2020, 9:43 am
Employee stock retirement plans allow employees to invest in their company’s stock. [read post]
26 Jul 2024, 6:25 am
Attorney’s Office for the Eastern District of Virginia, the FBI, and the Virginia State Corporation Commission. [read post]
6 Feb 2018, 9:54 am
Unfortunately, US regulators do not have the capability to recover lost funds. [read post]
16 Apr 2021, 5:51 am
Sustainable Investing in Equilibrium Posted by Lubos Pastor (University of Chicago), Robert F. [read post]
29 Aug 2017, 6:11 am
Bennett allegedly claimed investor funds would be used for corporate purposes, however she spent some on personal expenses and used other funds to repay earlier investors, similar to a Ponzi scheme. [read post]
28 Jun 2022, 9:01 pm
Lee Enterprises A few months later, in Strategic Investment Opportunities LLC v. [read post]
1 Jun 2009, 4:19 am
Bell (Iredell)(Diaz): claims that member/manager allegedly failed to provide truthful and accurate information about the financial condition of the Plaintiffs, and improperly obtained investment in the corporation without proper board approval and usurped corporate opportunities. [read post]
