Search for: "Julie Hedges"
Results 761 - 780
of 1,407
Sorted by Relevance
|
Sort by Date
16 Oct 2023, 12:15 pm
Reference: Omaha World-Herald (July 19, 2023) “How an Omaha man turned his life insurance policy into a $745,000 payout“ [read post]
23 Jul 2010, 3:46 pm
H.R. 4173The Dodd-Frank Wall Street Reform and Consumer Protection Act - was signed into law by President Obama on July 21, 2010 as Public Law 111-203. [read post]
11 Sep 2009, 10:36 am
They said the inquiry is among a list of active cases, also including unspecified Ponzi schemes, hedge-fund abuses and insider trading.The SEC's Keystone Cops only learned about Wall Street's ability to "unfairly manipulate markets," after Goldman Sachs had DOJ arrest Sergey:The Goldman Sachs programmer, Sergey Aleynikov, was arrested July 3 and charged the next day with theft of trade secrets and transportation of stolen property in foreign commerce. [read post]
2 Jan 2022, 6:03 pm
They Committee also found some hedging language stating that their relationship summary “does not create or modify any agreement, relationship or obligation” between the client and the firm. [read post]
3 Dec 2008, 3:35 pm
Bally first filed for bankruptcy protection on July 31, 2007, and emerged two months later after receiving $233.6 million from hedge fund Harbinger Capital Partners. [read post]
25 Aug 2012, 11:44 am
By the fifth of July, Cisco had backpedaled. [read post]
14 Apr 2015, 6:46 am
In addition, John Thomas faced allegations of penny-stock fraud by FINRA after the firm reaped more than $100 million in commissions over its six-year history before it closed in July. [read post]
16 Oct 2017, 10:54 am
Some Wells brokers mistakenly believed the ETPs could be used as long-term hedges against a market downturn, FINRA said. [read post]
18 Jul 2017, 5:57 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
24 Jul 2008, 9:00 pm
Judge Murfitt's written ruling, issued in February but released on July 24, went beyond the facts of that case. [read post]
13 Aug 2013, 5:47 am
Based on the July 10 SEC meeting, 506(c) and 506(d) go into effect on September 23. [read post]
24 Nov 2010, 1:08 pm
Along the way to the CAFC, Microsoft sought ex parte reexamination of the ‘449 Patent (90/010,347), largely as an afterthought to hedge against a willfulness finding. [read post]
7 Jun 2010, 11:54 am
In July 2009, the Securities and Exchange Commission (SEC) filed fraud charges against the Tustin, California, lender Medical Capital Holdings in connection to private placements that the company issued to more than 20,000 investors nationwide. [read post]
27 May 2010, 12:04 pm
We’ve been noticing lawyers getting charged with increasing frequency ever since last July when Marc Dreier got sentenced to 20 years for hedge fund swindles totaling God knows how many hundreds of millions of dollars. [read post]
16 Dec 2009, 8:00 am
Julie Brill, Senior Deputy Attorney General and Chief of Consumer Protection for North Carolina, and Edith Ramirez, a partner with Quinn Emanuel Urquhart Oliver & Hedges, LLP, told the committee of their accomplishments and their plans if confirmed as commissioners.The committee also heard from persons nominated for other positions: David L. [read post]
14 Mar 2011, 1:05 pm
For months before the deal was announced in July 2006, Kumar testified, he had been discussing AMD’s plans with Rajaratnam. [read post]
17 Jan 2012, 10:25 am
July 23, 2010) (posted here), but the Ohio Supreme Court reversed finding that it was. [read post]
10 Aug 2011, 2:36 pm
Reference: The Wall Street Journal (July 31, 2011) "'Combined' Insurance Policies Grow" [read post]
26 Apr 2019, 10:33 am
Cole-Frieman & Mallon has been instrumental in structuring the launches of some of the first cryptocurrency focused hedge funds. [read post]
2 Aug 2011, 10:10 am
No Exception to PSLRA Bar for Aiding and Abetting Claims in RICO CaseThis posting was written by Mark Engstrom, Editor of CCH RICO Business Disputes Guide.The Private Securities Litigation Reform Act (PSLRA) barred a RICO conspiracy claim against two financial services companies that allegedly aided and abetted a Ponzi scheme that was perpetrated by former hedge fund manager Bernie Madoff, the U.S. [read post]
