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1 Aug 2014, 3:39 am
” So the Dodd-Frank whistleblower program is the kind of initiative that securities regulators in other countries would want to copy, right? [read post]
12 May 2025, 1:55 pm
Frank J. [read post]
22 Nov 2011, 7:06 am
JohnstonJohnston argued that Dodd-Frank fails to address the central issue of government officials and experts misrepresenting market conditions to rational consumers. [read post]
1 Oct 2007, 9:00 am
Our colleagues at Deal Journal report that de Wied, the former co-head of the M&A practice at Fried Frank, has decamped to Merrill Lynch. [read post]
17 Sep 2009, 5:44 am
The Information Commissioner is not persuaded by the view that disclosure would affect the frankness and candour with which ministers would debate policy issues in the future. [read post]
10 Dec 2009, 4:13 am
In the interest of full disclosure, the author of Lessons from the Courtroom is retired Fulbright partner, Frank Jones. [read post]
15 Feb 2013, 8:59 pm
At his Point of Law, Ted Frank of the Manhattan Institute writes about "how the trial-lawyer tax is hurting hiring", on the litigation overhead that can be associated with each employee. [read post]
9 Jul 2008, 9:07 am
by Frank Pennachio, WorkCompEdge Blog Contributor As I suggested in last week’s blog and several of you commented to confirm from your own experiences, the so-called “bad employee” – one who is intentionally milking the system – does NOT contribute to work comp costs and problems as much as we might like to think. [read post]
19 May 2011, 7:52 am
This summer many of the Dodd-Frank Act Title VII derivatives rules are set to automatically take effect without rulemaking. [read post]
16 Mar 2011, 2:25 pm
The amendments comprising the sixth transition order are necessary to incorporate changes the Dodd-Frank Wall Street Reform and Consumer Protection Act made to federal investment adviser rules that will take effect July 21, 2011.Custody of client funds and securities. [read post]
31 Oct 2011, 9:26 am
The PCAOB will use an open and transparent process to develop professional standards and inspection programs to implement Dodd-Frank provisions authorizing Board oversight of firms performing the audits of brokers and dealers registered with the SEC, said PCAOB Chair James Doty. [read post]
7 May 2012, 6:55 pm
Frank makes a good case. [read post]
5 Sep 2022, 5:15 am
Federal Insurance Company and Derek Franks. [read post]
29 Oct 2008, 2:25 pm
" It begins:As Star reporter Brendan O'Shaughnessy revealed this week, Marion County Sheriff Frank Anderson has shelled out $3.1 million in public money to the Locke Reynolds law firm since he took office in 2003. [read post]
30 Jun 2010, 9:41 am
The major pending financial regulatory reform bill (the Dodd-Frank Bill (HR 4173/S3217), was finalized without providing the FTC with additional enforcement and rulemaking powers. [read post]
19 Nov 2007, 9:25 am
Earth to Ryan Frank: The City of Portland is roughly $4.6 billion in debt, including $600 million in debt for "urban renewal. [read post]
9 Nov 2011, 7:41 am
On October 26, 2011, the United States Securities and Exchange Commission (“SEC”) adopted final rules implementing provisions of the Dodd-Frank Act requiring investment advisers that are registered with the SEC that advise one or more private funds and manage at least $150 million in private fund assets to file Form PF with the SEC. [read post]
14 Jul 2015, 5:00 am
Section 1028 of the Dodd-Frank Act requires the CFPB to conduct a study of the use of arbitration in consumer financial services agreements and authorizes the CFPB to limit or prohibit the use of arbitration based on the CFPB’s findings. [read post]
17 Sep 2009, 9:51 am
The list of speakers–including Justice Alito, Judge Douglas Ginsburg, Judge Frank Easterbrook, former Judge McConnell, Judge Edith Jones, Richard Epstein, and on and on–is all you need to know, and the panels are designed to provide debate on the issues, including affirmative action, preemption, and bailouts. [read post]
7 Jul 2010, 4:59 am
The battle is now being fought in federal court as to who will be recovering the lost money resulting from these schemes of CEO Frank Amodeo. [read post]
