Search for: "Financial Industry Regulatory Authority"
Results 7961 - 7980
of 10,511
Sort by Relevance
|
Sort by Date
16 Jan 2013, 12:36 am
Consumer Financial Protection Bureau (CFPB). [read post]
15 Jan 2013, 10:42 pm
Stamer regularly works with agencies, publishes and speaks extensively on human resources and employee benefits, medical and other privacy and data security, health and managed care industry regulatory, staffing and human resources, compensation and benefits, technology, public policy, reimbursement and other operations and risk management concerns. [read post]
15 Jan 2013, 10:34 pm
Stamer regularly works with agencies, publishes and speaks extensively on human resources and employee benefits, medical and other privacy and data security, health and managed care industry regulatory, staffing and human resources, compensation and benefits, technology, public policy, reimbursement and other operations and risk management concerns. [read post]
15 Jan 2013, 3:16 pm
Following its implementation, the AIFMD will introduce authorization and regulation requirements for hedge funds and private equity funds and regulatory standards for depositaries and administrators; minimum capital requirements related to portfolio size, governance and risk management requirements for fund managers. [read post]
14 Jan 2013, 9:24 pm
Stamer regularly works with agencies, publishes and speaks extensively on human resources and employee benefits, medical and other privacy and data security, health and managed care industry regulatory, staffin [read post]
14 Jan 2013, 7:17 am
The CFPB has issued its semiannual regulatory agenda which identifies seven regulatory matters that the CFPB “reasonably anticipates” having under consideration during the period from October 1, 2012 to October 1, 2013. [read post]
11 Jan 2013, 2:49 pm
Stamer regularly works with agencies, publishes and speaks extensively on human resources and employee benefits, medical and other privacy and data security, health and managed care industry regulatory, staffing and human resources, compensation and benefits, technology, public policy, reimbursement and other operations and risk management concerns. [read post]
10 Jan 2013, 1:52 pm
The authors of LNT models, environmentalists, and a cadre of anti-industry scientists (“The Lobby”) are not willing, however, to be understood to be offering mere prudential guidance. [read post]
10 Jan 2013, 1:21 pm
Employers and other self-insured group health plan sponsors and health insurers, adjust your budgets and prepare to open up your wallets to pay additional fees mandated by the Patient Protection and Affordable Care Act (“PPACA”). [read post]
10 Jan 2013, 5:30 am
We asserted that environmental regulators must be presumed to be exercising their regulatory authority in the public interest and not as a financial stakeholder. [read post]
10 Jan 2013, 5:01 am
Directors and officers can be sued, barred from the industry or even jailed for conduct that years ago would have merited little or no attention from regulatory authorities and prosecutors. [read post]
9 Jan 2013, 11:00 pm
Traditional regulatory oversight may have been just what the housing finance industry needed in the lead-up to the financial crisis in 2008. [read post]
9 Jan 2013, 12:00 am
The Scorecard to Date Since January 1, 2007, 467 U.S. financial institutions have failed. [read post]
4 Jan 2013, 5:00 am
Gorman in SEC Actions The SEC’s 2012 Agency Financial Report details its performance over the last government fiscal year which ended September 30, 2012. [read post]
4 Jan 2013, 5:00 am
Gorman in SEC Actions The SEC’s 2012 Agency Financial Report details its performance over the last government fiscal year which ended September 30, 2012. [read post]
3 Jan 2013, 12:46 pm
For Help With Compliance, Risk Management, Investigations, Policy Updates Or Other Needs If you need help monitoring HIPAA and other health and health plan related regulatory policy or enforcement developments, or to review or respond to these or other human resources, employee benefit, or other compliance, risk management, enforcement or management concerns, the author of this update, attorney Cynthia Marcotte Stamer may be able to help. [read post]
3 Jan 2013, 12:28 am
The FDIC increased the number of authorized lawsuits each month during 2012, so the authorized number of suits could quickly reach as high as the implied 112 number of suits. [read post]
2 Jan 2013, 2:50 pm
The law also does not restrict an employer from complying with a duty to screen employees or applicants prior to hiring or to monitor or retain employee communications as required under federal law or by a “self-regulatory organization” as defined by the Securities Exchange Act of 1934 (such as the Financial Industry Regulatory Authority, or FINRA, which has issued guidance regarding the need for regulated institutions to monitor… [read post]
31 Dec 2012, 6:12 am
The warrant authorized the installation of the device in the District of Columbia within ten days. [read post]
27 Dec 2012, 4:35 am
Stamer also works extensively with management, service provider and other clients to monitor legislative and regulatory developments and to deal with Congressional and state legislators, regulators, and enforcement officials about regulatory, investigatory or enforcement concerns. [read post]
