Search for: "Advertising - Solicitation"
Results 61 - 80
of 3,598
Sorted by Relevance
|
Sort by Date
23 Dec 2020, 10:13 am
By a 5-0 vote, the amendments will replace prior separate rules into a single comprehensive rule that deals with advertising and solicitation. [read post]
9 Nov 2021, 8:33 am
On December 22, 2020, the Securities and Exchange Commission adopted the new Marketing Rule (amended Rule 206(4)-1) under the Investment Advisers Act that will replace both the current advertising and cash solicitation rules and will govern investment adviser marketing. [read post]
12 Feb 2013, 5:34 am
Whatever advantage you thought you might gain from advertising is gone. [read post]
11 Jul 2013, 6:07 am
Today [July 10, 2013], among other things, the Commission considers amendments to Rule 506 of Regulation D, to remove the prohibition against general solicitation and advertising, if sales are made only to accredited investors. [read post]
26 Apr 2009, 4:41 am
Rule 7.2 Advertising A lawyer who advertises concerning legal services shall comply with the following: (a) Subject to the requirements of Rule 7.1, a lawyer may advertise services through public media, such as a telephone directory, legal directory, newspaper or other periodical, outdoor displays, radio, television, or written communication not involving solicitation as defined in Rule 7.3. [read post]
15 Jul 2013, 5:16 pm
Form D will be revised to require an issuer to check a box to indicate whether it is relying on the provision that permits general solicitation or general advertising in a Rule 506 offering (which will now be called Rule 506(c)) or the issuer is relying on the traditional Rule 506 exemption which still prohibits general solicitation (now called Rule 506(b)). [read post]
4 Apr 2023, 2:08 pm
These rules cover general compliance issues when involved in advertising and solicitation. [read post]
1 Feb 2013, 11:00 am
Despite some strenuous objections, the SEC agreed to propose a rule to lift the ban on general solicitation and advertising for certain private offerings as required by the JOBS Act. [read post]
6 Jul 2012, 7:09 am
Seidt urges the SEC to use rulemaking to establish that the newer, alternative 506 should: permit "only limited information in advertising or solicitations, similar to a tombstone," or impose other "content standards" for advertising; require the issuer to "file all proposed general advertising and general solicitation material as an exhibit to the Form D," in advance of "the issuer's first use of any general… [read post]
6 Apr 2021, 11:14 am
In addition to using the disenrolled company to advertise and solicit customers, Mr. [read post]
3 Jan 2022, 8:19 am
The Tennessee Supreme Court has adopted extensive amendments to its rules governing advertising and solicitation Upon consideration of the TBA’s petition, as well as the public comments received, the Court hereby adopts amendments to Tennessee Supreme Court Rule 8, RPCs... [read post]
3 Oct 2009, 11:12 pm
This company seems dubious at best when many states have ethical rules that preclude lawyers from advertising and solicitation of any kind. [read post]
13 Feb 2014, 5:17 am
All of those could be considered general advertising and solicitation or could come close to the line. [read post]
10 Oct 2014, 4:23 pm
Such requirements will provide the Commission and other regulators with a more complete understanding of the general solicitation landscape, they noted, and will deter misleading advertisements. [read post]
3 Aug 2023, 6:50 am
One of the most common is that the police will set up a fake ad on an Internet forum where posts advertising prostitution are common. [read post]
17 Jan 2018, 9:00 am
Supreme Court considering solicited fax rule for faxed advertisements Read More › Tags: FCC, US Supreme Court [read post]
17 Jun 2011, 7:36 am
Most startups raising seed and subsequent rounds of private financing rely on a federal securities exemption, a condition of which states that "neither the issuer nor any person acting on its behalf shall offer or sell the securities by any form of general solicitation or general advertising. [read post]
7 May 2013, 12:43 pm
Lawyers and clients alike often believe that it is easier to enforce a non-solicitation agreement than a non-competition agreement. [read post]
12 Jul 2013, 6:00 pm
The final rule amends the Form D to add a separate box for issuers to check if they are claiming the new Rule 506 exemption and engaging in general solicitation or general advertising. [read post]
13 Dec 2016, 11:51 am
The Government also announced that it was launching a public consultation to solicit public opinion on ways to strengthen protection for travellers. [read post]
