Search for: "Carolyn A. James"
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30 Oct 2019, 5:23 pm
In October, at the Securities Enforcement Forum, Carolyn Welshhans, an Associate Director in the SEC’s Enforcement Division, clarified that cybersecurity disclosure – both the risk and the breach – would be a top enforcement priority. [read post]
2 Jul 2019, 8:55 pm
Greg’s first inspiration is from Patrick DiDominico and James Lee’s article First Our Books, And Now Our Jobs? [read post]
1 Jul 2019, 12:46 pm
According to FINRA Disciplinary actions for June 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Andrews, Carolyn UBS Financial Services Inc. [read post]
28 May 2019, 10:34 am
Weinstein with assistance from James Smith, Samara Ross and Jonathan Swankie, and the case was supervised by Brian O. [read post]
23 Apr 2019, 3:43 pm
Carolyn Maloney, D-N.Y., is here, and she will join New York state Attorney General Letitia James at the press microphones on the court’s plaza after the argument. [read post]
1 Mar 2019, 1:46 pm
Farfel, Carolyn M. [read post]
28 Jan 2019, 3:01 pm
Rehnquist Center on the Constitutional Structures of Government was established in 2006 at the University of Arizona James E. [read post]
15 Oct 2018, 1:37 pm
Also re-elected were Ken Ferrara, vice president and executive director of The Upper Chesapeake Health Foundation, as vice president; and Carolyn Pizzuto, strategic planning professional, as ... [read post]
4 Sep 2018, 3:35 pm
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
28 Aug 2018, 8:13 am
Carolyn Shapiro is associate professor of law and co-director of the Institute on the Supreme Court of the United States at Chicago-Kent College of Law. [read post]
17 Aug 2018, 8:45 am
Paxton (curly braces used to mark moved text), written by Judge Leslie Southwick and joined by Judges Carolyn Dineen King and James Ho: Three professors from the University of Texas at Austin challenged a Texas law permitting the concealed carry of handguns on campus and a corresponding University policy prohibiting professors from banning such weapons in their classrooms. [read post]
14 May 2018, 9:00 pm
Carolyn Hovde, University of Idaho Dr. [read post]
26 Apr 2018, 10:13 am
K1505.S73 2011 Stack, Alexander James. [read post]
3 Apr 2018, 6:50 am
Here is how the CFPB describes the status of the enforcement action initiated under prior CFPB head Cordray against the National Collegiate Student Loan Trusts and Transworld Systems Inc. [read post]
19 Mar 2018, 3:00 am
James Torrence, and Ian Williams. [read post]
19 Feb 2018, 1:09 pm
(IOA Distinguished Emeritus Nomination Form.)Past recipients of this award are: Vicky Brown, University of Central Florida John Carter, The Citadel Ingrid Clarke, Southern Illinois University Claudia D'Albini, University of Arizona Howard Gadlin, National Institutes of Health Tim Griffin, Northern Illinois University Helen Hasenfeld, California Institute of Technology Wilbur Hicks, International Monetary Fund Wendell Jones, Sandia National… [read post]
12 Feb 2018, 10:18 am
James D. [read post]
18 Oct 2017, 9:00 pm
Sincerely,James D. [read post]
2 Oct 2017, 2:24 pm
James C. [read post]
2 Oct 2017, 2:24 pm
James C. [read post]
