Search for: "D.C. OFFICE OF RISK MANAGEMENT" Results 61 - 80 of 1,231
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20 Oct 2023, 6:42 am by Dan Bressler
This position has a hybrid work schedule with a minimum of two days per week in the office. [read post]
15 Oct 2023, 9:01 pm by renholding
Many thanks to the Division of Trading and Markets, the Division of Economic and Risk Analysis, and the Office of General Counsel, as well as other offices throughout the Commission. [read post]
13 Oct 2023, 1:58 pm by Suzanne E. Durrell
The Anti-Fraud Coalition (TAF or TAF Coalition) 23rd Annual Conference will be held October 18-20, 2023, in Washington, D.C. [read post]
13 Oct 2023, 2:21 am by Jack Sharman
That’s why risk management is such an important issue in contemporary businesses. [read post]
10 Oct 2023, 9:01 pm by renholding
Among others, I want to thank Corey Klemmer in the Chair’s office, Valian Ashfar, Ted Yu, and Nick Panos in the Division of Corporation Finance, the Division of Economic and Risk Analysis, the Office of General Counsel, and others throughout the Commission. [read post]
3 Oct 2023, 9:01 pm by renholding
SEC press release │SEC complaint | SEC order Investment adviser agrees to settle disclosure claims for SPAC-related activity In the Matter of Monroe Capital Management Advisors (A.P. [read post]
17 Sep 2023, 9:01 pm by Austin Sarat
The congressman reasoned that Trump would be impeached by House Democrats with or without him—why put his wife and children at risk if it wouldn’t change the outcome? [read post]
14 Sep 2023, 9:05 pm by Elizabeth Martinez
Court of Appeals for the D.C. [read post]
12 Sep 2023, 9:01 pm by renholding
We engage with more than 40,000 registrants—asset managers, brokers, dealers, exchanges, fund complexes, public companies, and many more. [read post]
29 Aug 2023, 6:11 am by Dan Bressler
” “Federal prosecutors in D.C. said Romero Cabral Da Costa Neto, 33, of Rio de Janeiro, Brazil, was arrested on Tuesday in Washington, D.C., by agents with the FBI’s Washington Field Office. [read post]
22 Aug 2023, 9:00 pm by Sherica Celine
Security is another risk that comes with the very sensitive and large data sets necessary to produce quality AI/ML models for healthcare use cases. [read post]
16 Aug 2023, 10:52 am by Kevin LaCroix
Jarkesy George Jarkesy founded a pair of hedge funds that managed approximately $24 million in assets from 120 investors. [read post]
The AI-generated content is then being used in a variety of business operations, including marketing, sales, customer support, and back-office functions. [read post]
3 Aug 2023, 11:04 am by Lazar Radic and Geoffrey Manne
The Federal Trade Commission (FTC) is reportedly poised some time within the next month to file a major antitrust lawsuit against Amazon—the biggest yet against the company and the latest in a long string of cases targeting U.S. tech firms (see, for example, here and here). [read post]