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21 Oct 2011, 11:09 am
” The SEC is also tasked with numerous Dodd-Frank rulemakings. [read post]
28 Mar 2013, 9:42 am
(see remarks by SEC Commissioner Daniel Gallagher, Jan. 16, 2013, before the U.S. [read post]
11 Feb 2015, 9:05 pm
Luetkemeyer likely to keep up the pressure on regulators [Kevin Funnell] “Fed Officials Accused of Perjury in AIG Bailout Trial” [Lawrence Cunningham, Concurring Opinions] “Standard & Poor’s Settlement Shows Futility Of Fighting Government Policy” [Daniel Fisher, earlier] Tweet Tags: banks, Dodd-Frank, FATCA, Operation Choke Point, SwitzerlandBanking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal… [read post]
3 Jan 2012, 11:11 am
Senator Jeff Merkley (D-Ore) is concerned that the Consumer Financial Protection Bureau’s proposed regulations implementing the foreign remittance transfer provisions of the Dodd-Frank Act present challenges for community banks and credit unions. [read post]
18 Feb 2022, 6:02 am
Posted by Daniel Laddin and Louisa Heywood, Compensation Advisory Partners, on Friday, February 18, 2022 Editor's Note: Daniel Laddin is a founding partner and Louisa Heywood is an analyst at Compensation Advisory Partners. [read post]
28 Jul 2011, 4:39 pm
As I remarked to a colleague earlier today, it appears as though consumer finance is the new hydraulic fracturing on the LexBlog Network, as we've seen a flurry of commentary on the subject as of late (and not just because of the Dodd Frank anniversary). [read post]
20 Jan 2016, 9:05 pm
Carpenter (Krugman, Pearlstein in accord with Rampell), earlier] “Hillary Clinton vows to go ‘well beyond’ Dodd-Frank” [Housing Wire via Kevin Funnell] “In the past, ‘financial institutions were unwilling, for relationship reasons, to litigate against each other…That has changed dramatically.'” [Daniel Fisher quoting New York attorney Brian Fraser] “Government Thinks You’re Too Dumb To Try Crowdfunding”… [read post]
15 Jun 2011, 7:29 am
By Amy Goodman, Eugene Scalia, John Sturc, Jason Schwartz, Michael Scanlon, Daniel Ahn, Joshua Dick, and Molly Claflin On May 25, 2011, in a 3-2 vote, the U.S. [read post]
8 Jul 2010, 6:21 am
Tahyar, Daniel N. [read post]
11 Aug 2015, 12:12 pm
In the split vote, the SEC finally put into place one of the most controversial rules mandated by Dodd-Frank. [read post]
11 Feb 2015, 5:00 am
For investment advisers the split is based on Assets Under Management and Dodd-Frank raised the AUM level from $25 million to $100 million. [read post]
10 Feb 2015, 5:00 am
For investment advisers the split is based on Assets Under Management and Dodd-Frank raised the AUM level from $25 million to $100 million. [read post]
10 Mar 2015, 5:39 pm
.), Chairman of the Subcommittee on Health, Employment, Labor and Pensions, said they were prompted to write by recent claims by SEC Commissioner Daniel Gallagher that DOL’s efforts to engage the SEC were a mere “check the box” exercise.DOL rulemaking. [read post]
18 Oct 2016, 5:00 am
Former SEC Chair Harvey Pitt and former Commissioner Daniel Gallagher engaged in a spirited conversation over recent securities enforcement efforts. [read post]
11 May 2015, 9:05 pm
[Ira Stoll] Dodd-Frank “say on pay” failed to slow rise in CEO compensation, and it would help to understand why [Marc Hodak vs. [read post]
12 Aug 2017, 7:30 am
The Trump Administration has been critical of the Dodd-Frank Act since day one, and one of the primary targets has been the Volcker Rule (“rule”). [read post]
11 May 2011, 3:00 am
Massad Before the United States Senate Committee on Banking, Housing and Urban Affairs Opening Statement of Daniel L. [read post]
21 Dec 2010, 6:07 am
Nazareth, Daniel N. [read post]
17 Aug 2010, 11:21 pm
Daniel F. [read post]
13 Sep 2011, 7:00 am
The need to be seen to be “doing something” prompted the inclusion of a version of the Volcker Rule in Dodd-Frank. [read post]
