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24 Apr 2024, 11:23 am
Nor does Plaintiff specify the nature of these potential harms. [read post]
22 Apr 2024, 1:11 pm
” [7] Specifically, Section 20(a) imposes vicarious liability on “controlling persons” for primary violations of Sections 10(b) by the persons they control, and Section 15 does the same for primary violations of Sections 11 and 12(a) of the Securities Act. [read post]
22 Apr 2024, 10:01 am
Defendant knows what he is doing, and everyone else does too. [read post]
22 Apr 2024, 5:35 am
Government 1. [read post]
22 Apr 2024, 5:00 am
” Slip op. at 10 (emphasis in original).[10] In discerning the scope of a public official’s authority communicate on particular matters, the Court turned to section 1983, identifying “statute, ordinance, regulation, custom, or usage” as the “potential sources of such power. [read post]
20 Apr 2024, 8:23 am
The district court dismissed the case (1, 2). [read post]
20 Apr 2024, 6:32 am
Articles 49(1) and (2) UPCA give the plaintiff the choice of where to file its action, and thus the choice of a division where certain languages are available (including English). [read post]
19 Apr 2024, 9:27 am
Additionally, the court granted summary judgment in part for the defendants regarding mAssets since it found that those tokens did not meet the statutory definition of security-based swaps. [read post]
18 Apr 2024, 9:01 pm
And it is incumbent on each of us to make sure it does not come to pass and that investors are not harmed by noncompliance with the securities laws when it comes to this new technology. [read post]
18 Apr 2024, 2:44 pm
Does 1–3 v. [read post]
18 Apr 2024, 11:02 am
The briefing was completed on March 1, 2024. [read post]
18 Apr 2024, 9:24 am
The decision provides a useful reminder that the ODG should be searched for guidelines where the MTUS/ACOEM does not address a specific injury or condition.] [read post]
17 Apr 2024, 7:05 am
For more information about that entity’s role, see number 10 above, Gary Farro. [read post]
16 Apr 2024, 9:01 pm
It does not apply to interim financial statements. [read post]
16 Apr 2024, 4:00 am
Here are ten fascinating facts about SCOTUS you might not know.1. [read post]
16 Apr 2024, 2:43 am
What Does the Future Hold for the Tattoo Industry? [read post]
15 Apr 2024, 9:01 pm
Section 1 requires all applicants to be depository institutions that are legally eligible to have master accounts. [read post]
15 Apr 2024, 7:05 pm
§ 666(a)(1)(B) applies to gratuities as well as bribes. [read post]
15 Apr 2024, 1:47 pm
The Sherman Act does not prohibit the acquisition or maintenance of monopoly power through competition on the merits, nor does it prohibit conduct that can be exclusionary when it does not, in fact, create or maintain monopoly power. [read post]
14 Apr 2024, 9:05 pm
But the fate of the securities marketplace does not depend on adopting the SEC’s new theory of “shadow trading. [read post]
