Search for: "Executive Financial Services, Inc."
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21 Oct 2022, 2:09 am
KLDiscovery Inc. [read post]
17 Apr 2014, 7:14 am
Under a proposed settlement agreement submitted to the court on Friday, April 11, Metlife, Inc. would pay $1.97 million to resolve class allegations that it unlawfully failed to pay California financial services representatives (FSR) their commissions, debited their accounts for company operating expenses, and neglected to pay overtime, and/or reimburse them for business expenses (Johnson v Metlife, Inc, CDCal). [read post]
House Financial Services Subcommittee Holds Hearing: “Insurance Oversight and Legislative Proposals”
16 Dec 2011, 4:50 am
In November 2011, the House Financial Services Subcommittee on Insurance, Housing and Community Opportunity held a hearing to discuss proposed legislation to: Prohibit the Federal Insurance Office of the Department of the Treasury and other financial regulators from collecting data directly from insurers. [read post]
29 Jan 2016, 10:00 pm
Cuomo announced three appointments to the New York State Department of Financial Services [DFS]. [read post]
26 Jun 2013, 6:57 am
Lorraine Brown, 56, Alpharetta, Georgia, a former executive of Lender Processing Services Inc. [read post]
31 Aug 2022, 5:08 am
CrowdStrike Reports 2Q FY23 Financial Results appeared first on ComplexDiscovery. [read post]
3 May 2021, 9:05 pm
” Similar to traditional and digital broker-dealer platforms, Coinbase provides custody and trade execution services. [read post]
1 Mar 2019, 10:19 am
Bankrate Inc.’s Successor in Interest Agrees to Pay $28 Million to Resolve Securities and Accounting Fraud Charges (DOJ Release)https://www.justice.gov/opa/pr/bankrate-inc-s-successor-interest-agrees-pay-28-million-resolve-securities-and-accountingBaton Holdings LLC, the successor in interest to financial services and marketing company Bankrate Inc., entered into a nonprosecution agreement and agreed to pay $28 million in monetary penalties and… [read post]
4 Apr 2023, 10:30 am
Facts Jazz Resources Inc. is a publicly-traded junior mining company that owned a mineral tenure in B.C. [read post]
11 Oct 2011, 7:13 am
He has had a varied legal career ranging from Associate Attorney General of the United States to partner at Goodwin Proctor to Senior Executive Vice President and General Counsel at John Hancock Financial Services, Inc. to Commissioner of the U.S. [read post]
10 Aug 2007, 10:22 am
In the case of Orix Financial Services, Inc. v. [read post]
28 Jul 2010, 6:49 pm
A Financial Industry Regulatory Authority arbitration panel is ordering Raymond James & Associates Inc. and Raymond James Financial Services Inc. to buy back $2.5M in auction-rate securities from an investor. [read post]
29 May 2015, 10:48 am
Financial regulation can encourage or inhibit financial markets’ ability to provide the financial products and services necessary to support a vigorous, dynamic economy. [read post]
7 Oct 2009, 2:50 pm
Morbach previously worked as Vice President-Investments at UBS Financial Services Inc. [read post]
1 Oct 2011, 4:08 pm
(RJA) and Raymond James Financial Services, Inc. [read post]
21 Sep 2018, 8:33 am
In this action for nonpayment of legal fees, defendant GSS Data Services, Inc. [read post]
20 Aug 2010, 6:07 pm
Municipal Revenue Service, Inc. v. [read post]
28 Aug 2020, 8:54 am
President & Executive Vice President Of Republic Group, Inc. [read post]
4 Jan 2019, 6:58 am
CSSC Brokerage Services, Inc. and Eric S. [read post]
16 Aug 2016, 7:45 am
Richard Salmen, CFP (FPA), who has served in the past as a national President of the Financial Planning Association, is currently the Chief Executive Officer of Northern Financial Advisors, Inc. [read post]
