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17 Feb 2011, 5:40 pm
The European Union is in the process of developing its European Market Infrastructure Regulation (EMIR) and MiFID (Markets in Financial Instruments Directive) proposals.MiFID revision is now at the consultation stage and not expected to be implemented across the EU until late 2013.. [read post]
3 Aug 2010, 9:31 pm
©2010 Amaxx Risk Solutions, Inc. [read post]
28 Sep 2015, 8:58 am
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
10 Jan 2019, 11:28 am
In August 2010 Williams was terminated by First Allied Securities, Inc. [read post]
29 Sep 2009, 5:00 am
Metro crash that took place in June (the region's deadliest on record) that killed 9 people and injured 76 others will cost the insurance company American International Group Inc., insurers at Lloyd's of London and several other companies at least $100 million in claims. [read post]
20 Mar 2015, 7:14 am
This post continues our firm’s investigation concerning the recent allegations brought by The Financial Industry Regulatory Authority (FINRA) sanctioning brokerage firm World Equity Group, Inc. [read post]
29 Apr 2008, 4:43 am
Mining giant Freeport McMoRan Copper & Gold, Inc. [read post]
24 Dec 2021, 6:26 am
Boards Face Backlash as ESG Tips the Scales During 2021 Proxy Season Posted by Rodolfo Araujo and Garrett Muzikowski, FTI Consulting, Inc., on Friday, December 17, 2021 Tags: Asset management, Board oversight, Boards of Directors, ESG, Institutional Investors, Risk management, Shareholder activism, Shareholder proposals, Shareholder voting Statement by Commissioner Peirce on Rule 10b5-1 and Insider Trading Posted by… [read post]
23 Apr 2016, 10:52 am
Thereafter, Shapiro from October 2010 until June 2013 was associated with Western International Securities, Inc. [read post]
20 Feb 2019, 6:04 am
According to BrokerCheck records financial advisor Philip Rosensweig (Rosensweig), currently employed by WestPark Capital, Inc. [read post]
14 May 2014, 4:16 am
On March 27, 2014, the Financial Industry Regulatory Authority (FINRA) filed a regulatory complaint against two former brokers from MetLife Securities, Inc., a unit of MetLife Inc. [read post]
9 Feb 2017, 4:18 am
Tinder was previously employed with Western International Securities Inc. from 2005 through 2016. [read post]
9 Feb 2017, 4:18 am
Tinder was previously employed with Western International Securities Inc. from 2005 through 2016. [read post]
20 Feb 2012, 6:00 am
Kinnucan, the principal of his own expert consulting firm, Broadband Research Corporation, was not ready to play along. [read post]
27 Jun 2019, 7:53 am
Trade Representative (USTR) requested consultations with Peru under the Environment Chapter of the United States – Peru Trade Promotion Agreement (PTPA). [read post]
27 Jun 2019, 7:53 am
Trade Representative (USTR) requested consultations with Peru under the Environment Chapter of the United States – Peru Trade Promotion Agreement (PTPA). [read post]
30 Jan 2017, 6:32 pm
In addition, she has contributed to international initiatives on financial reform and sovereign borrowing, most recently as an expert for the United Nations Conference on Trade and Development.Prof. [read post]
25 Jun 2019, 12:02 pm
A class action lawsuit has been filed against RCI Hospitality Holdings, Inc. [read post]
27 Aug 2014, 5:21 pm
Leflar; Law Clerk, McMath Woods, P.A.; Public Interest Extern, Attorney General for the Cherokee Nation; Corporate Extern, Walmart Stores, Inc.; Law Clerk, Mostyn Prettyman; Pro Bono Law Clerk, Legal Aid of Arkansas; Research Intern, Nature Conservancy; Consultant, Arkansas Wildlife FederationDistance LL.M. [read post]
23 Mar 2016, 2:38 pm
The report must be signed by the president and the treasurer or corresponding principal officers of the consultant firm or, if the filer is self-employed, by the individual consultant. [read post]
