Search for: "Frank Moody" Results 61 - 80 of 110
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2 Aug 2011, 1:05 am by Kevin LaCroix
  As the SEC Chairman observed, the Dodd Frank Wall Street Reform and Consumer Protection Act ("Dodd Frank") has enhanced the SEC's ability to obtain audit documentation in connection with its investigations of issuers based in China and other countries. [read post]
21 Jul 2011, 3:28 am by SHG
He represented the University of California in an investigation of Los Alamos National Laboratory, Moody’s Investor Service in the wake of Enron’s collapse, and Halliburton/KBR in a hearing conducted by the House Committee on Oversight and Government Reform. [read post]
7 Jun 2011, 5:39 am by Mandelman
And as far as blaming the slowdown on the proposed onerous capital requirements of Basel III, or compliance with Dodd-Frank, or whatever else isn’t your fault… oh, I don’t know… let’s see… what would be appropriate here? [read post]
19 May 2011, 8:52 am by Nathan Koppel
Moody’s spokesman Michael Adler said the credit rater is committed to implementing the Dodd-Frank requirements. [read post]
4 May 2011, 6:00 am by Audrey Distler
 These private entities – such as Moody’s and Standard & Poor’s – rate the financial worthiness of companies that issue debt obligations, like mortgage-backed securities. [read post]
13 Apr 2011, 1:27 pm by By JESSE EISINGER
Despite reform efforts mandated by the Dodd-Frank Act, a former analyst at the credit ratings agency said bankers remained aggressive advocates for their deals. [read post]
31 Mar 2011, 10:55 am by James Hamilton
For example, Moody’s said that the resolution regime would not wok as planned, posing a risk of contagion and most likely forcing the government to provide support to avert a systemic crisis. [read post]
9 Mar 2011, 7:13 am
This conforms to the requirements of The Nonadmitted and Reinsurance Reform Act, part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which will go into effect this summer. [read post]
9 Feb 2011, 2:35 pm by Tamar Weinrib
  The SEC proposed this rule pursuant to its authority under Dodd-Frank, which targeted the rating agencies for their contribution to the ongoing economic turbulence. [read post]
3 Jan 2011, 8:44 am by Goldberg Segalla LLP
New York’s new credit provisions should not have lasting impact, however, because federal law will supersede the state regulation, as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which will be effective July 21, 2011. [read post]
20 Dec 2010, 10:32 am by Kara OBrien
” It also alleges, among other things, that days ahead of the public announcement that Hilton Hotels Corp. would be taken private, Rajaratnam traded on an illegal tip from a Moody’s analyst covering Hilton that the deal was a “sure thing. [read post]
23 Nov 2010, 11:53 am by Christine Hurt
Moody, Luna, Neville, and my son's favorite, Ginny Weasley). [read post]
31 Oct 2010, 5:59 am by Lawrence B. Ebert
Frank Sinatra: The best is yet to come. [read post]
18 Oct 2010, 3:43 am by Broc Romanek
(So for those keeping track of this fluid situation, these statements from Moody's and Fitch appear to be old news already). [read post]
10 Oct 2010, 8:11 am by Mandelman
Representatives Alan Grayson (D-FL), Barney Frank (D- MA) and Corrine Brown (D-FL) sent a letter dated September 24th, to Fannie Mae questioning the failed GSE’s use of “foreclosure mills,” which the letter described as “law firms representing lenders that specialize in speeding up the foreclose process, often without regard to process, substance or legal propriety. [read post]
8 Sep 2010, 5:00 am by Doug Cornelius
” Dodd-Frank Wall Street Reform and Consumer Protection (Dodd-Frank) Act, Pub. [read post]