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6 Mar 2024, 9:01 pm
If it does, then the result is using disclosure not as a tool to aid investors, but to bypass Congress to achieve political and social change without the corresponding accountability to the electorate. [read post]
6 Mar 2024, 6:33 am
But the ‘conflict minerals’ narrative does not tell the whole story. [read post]
6 Mar 2024, 3:04 am
Importantly, AIs already engaged in digital asset custodial activities are expected to meet these standards in addition to other applicable legal and regulatory requirements.1 The key takeaways of each circular are summarised below. [read post]
5 Mar 2024, 2:26 pm
Notably, the SEC included a disclaimer that it remains merit-neutral and does not signal any willingness to approve listing standards for crypto asset securities. [read post]
3 Mar 2024, 9:01 pm
And though the Court took pains to note its decision “does not mean that corporations cannot leave Delaware,”[2] the decision leaves open questions as to how the Court will determine monetary damages caused by re-domiciling in another jurisdiction. [read post]
3 Mar 2024, 6:52 am
Musk was one of the founding investors in Open AI. [read post]
1 Mar 2024, 6:18 am
This article shows that the principal place of business within the meaning of Art. 3 (1) III EIR 2017 is conceived differently from an establishment within the meaning of Art. 2 (10) EIR 2017. [read post]
29 Feb 2024, 9:05 pm
The case for ESG disclosure, moreover, does not hinge on a finding of investor demand. [read post]
29 Feb 2024, 9:01 pm
Commentators have noted that these proposed rules, if adopted in their current form, would present new challenges to firms relying on AI models.4 The rules would apply to technology beyond AI and to interactions with not just individual investors but also institutional investors and even prospective investors.5 The requirement to eliminate and neutralize conflicts of interest goes well beyond how the federal securities laws typically deal with conflicts, which is… [read post]
26 Feb 2024, 12:30 pm
SPAC sponsors, who are watching the unfavorable developments in Delaware courts and unwilling to shell out extra funds for the new 1% excise tax, are clearly reconsidering their place of incorporation. [read post]
19 Feb 2024, 9:01 pm
Artificial intelligence (AI)[1] was the biggest technology news of 2023. [read post]
16 Feb 2024, 6:39 am
How SEC Whistleblower Awards Are Determined The general rule for the award amount is 10% to 30% of all monetary fines collected from the entities in question based on a judgment in excess of $1 million. [read post]
15 Feb 2024, 9:08 pm
The relief has been in place in some form since 1 July 2013. [read post]
15 Feb 2024, 9:05 pm
Investor redemption rights. [read post]
15 Feb 2024, 9:01 pm
” What does that mean for securities law, particularly the laws related to fraud and manipulation? [read post]
14 Feb 2024, 9:05 pm
ENDNOTES [1] For a timely summary, see Jill E. [read post]
9 Feb 2024, 3:00 am
Katie Hobbs does not have to publicly detail the money flowing to and from her main campaign bank account until January 2026, when she would face reelection. [read post]
7 Feb 2024, 5:34 am
If a whistleblower’s tip results in monetary sanctions exceeding $1 million, the whistleblower may receive an award between 10% and 30% of the total monetary sanctions collected. [read post]
5 Feb 2024, 5:21 pm
But lawyers are already speculating that the award may exceed $1 billion. [read post]
31 Jan 2024, 9:01 pm
Court of Appeals for the Ninth Circuit, contrary to the Second Circuit, has held that “Item 303 does not create a duty to disclose for purposes of Section 10(b) and Rule 10b-5. [read post]