Search for: "Investment Management Advisory Group, Inc."
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16 Feb 2023, 7:00 am
Please visit our Investment Adviser Practice Group page for more information. [read post]
13 Feb 2023, 5:59 am
[i] The P3 Health Group litigation was commenced by a minority owner of P3 Health Group Holdings, LLC (“P3”), Hudson Vegas Investments, LLC (“Hudson”), which challenged P3’s de-SPAC merger. [read post]
10 Feb 2023, 1:24 pm
(September 17, 2007), § III.B.1 (discussing potential for referrals across a broad cross-section of medical specialties). [5] FTC Advisory Opinion re: MedSouth, Inc. [read post]
7 Feb 2023, 3:03 am
HBR Consulting, LLC (HBR), a trusted advisor to law firms and law departments worldwide, today announces the acquisition of leading content management firm Younts Consulting, Inc. [read post]
1 Feb 2023, 9:05 pm
Strategic acquirors that have thoughtfully managed their balance sheets and private equity funds that have ample dry powder may be eager to pursue tech (and other) targets that would have previously been out of reach at the much higher valuations many companies enjoyed in 2021. [read post]
8 Jan 2023, 9:01 pm
(Aimco), where Land & Buildings sought two of the three seats up for election on Aimco’s classified board; and Capital Returns Management, LLC’s (CRM) contest against Argo Group International Holdings, Ltd. [read post]
23 Dec 2022, 8:27 pm
Capital Investment Group, Inc. [read post]
15 Dec 2022, 8:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
15 Dec 2022, 7:09 am
The advisory firm is Two Point Investment Management, Inc., based in Pittsford, New York. [read post]
15 Dec 2022, 4:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
1 Dec 2022, 7:23 am
Morgan Securities LLC Morgan Stanley Bruce Smith The Sports Advisory Group, LLC UBS Financial Services Inc. [read post]
23 Nov 2022, 8:48 am
Barndollar’s RIA clients reportedly paid advisory fees to the RIA on the assets held in their advisory accounts, including the alternative investments that Barndollar recommended and/or facilitated. [read post]
17 Nov 2022, 4:51 am
In conjunction with the investment, HBR’s Advisory business will separate and operate independently from the Information Technology (IT), Managed Services and Keno Kozie businesses. [read post]
12 Oct 2022, 5:01 am
The commission called for massive investment into mostly Black cities to spur employment, improve schools, accelerate desegregation, and seed other major initiatives. [read post]
7 Oct 2022, 12:37 pm
The CYES strategy, similar to the UBS YES (Yield Enhancement Strategy), involves margining investors’ conservative stock or bond portfolios to invest in “Iron Condor” options trading structures managed by a third-party investment advisory firm, Harvest Volatility Management. [read post]
4 Oct 2022, 2:57 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
8 Sep 2022, 9:01 pm
They understood that, when advisers manage someone else’s money, there may be additional opportunities for conflicts of interest between those advisers and clients. [read post]
17 Aug 2022, 6:30 am
The same week the proposed rules were released, the SEC announced that BNY Mellon Investment Adviser, Inc. agreed to pay a $1.5 million fine to the SEC to settle allegations that the firm made misleading claims about ESG funds it managed. [read post]
17 Aug 2022, 6:30 am
The same week the proposed rules were released, the SEC announced that BNY Mellon Investment Adviser, Inc. agreed to pay a $1.5 million fine to the SEC to settle allegations that the firm made misleading claims about ESG funds it managed. [read post]
12 Aug 2022, 6:34 am
” “Some of the deals Kirkland has invested in alongside clients include taking stakes in Blackstone Inc. [read post]
