Search for: "James Keegan"
Results 61 - 80
of 101
Sort by Relevance
|
Sort by Date
14 Jan 2012, 8:52 am
Already, a number of key Morgan Keegan employees have placed their signatures to employment contracts with Raymond James. [read post]
12 Jan 2012, 2:42 pm
Seeking cash to repay $3.5 billion in government bailout money it received, Regions Financial plans to sell its brokerage firm Morgan Keegan to Raymond James Financial. [read post]
12 Jan 2012, 7:37 am
It is being reported that Raymond James Financial, Inc. has agreed to acquire Morgan Keegan & Company. [read post]
11 Jan 2012, 3:04 pm
Raymond James announced that it has entered into a definitive stock purchase agreement to acquire Morgan Keegan for approximately $930 million. [read post]
2 Dec 2011, 5:37 pm
Raymond James went on to appeal that decision. [read post]
30 Nov 2011, 5:37 pm
Raymond James went on to appeal that decision. [read post]
5 Nov 2011, 5:02 pm
The SEC has gotten emergency order to freeze the assets of James G. [read post]
11 Aug 2011, 8:55 am
Winslow of Keegan & Winslow, Cody, Wyoming.Representing Appellee (Respondent): Gregory A. [read post]
8 Jul 2011, 2:00 am
The cases against Merrill Lynch, Raymond James and Morgan Keegan address what investors were told about the market, its risks and the viability of the market that Wall Street created to turn long term investments into short term apparently liquid ones 5) Professor Bainbridge: Directors’ Duty to Be Informed – In this post Stephen Bainbridge takes recent decisions by the Delaware Court of Chancery and an Australian court and compares their varying stances on… [read post]
29 Jun 2011, 8:21 am
In her recent New York Times article entitled “Findings That May Get Lost,” Gretchen Morgenson writes about a “disturbing paradox” presented by the following scenario: Investors who lost over $1 billion in toxic RMK bond funds may not benefit from the recent settlement with regulators that Morgan Keegan paid $200 million to obtain, despite findings that Morgan Keegan and James Kelsoe misled and defrauded investors in those funds, because Morgan… [read post]
23 Jun 2011, 8:30 am
The SEC's order finds that James Kelsoe, Morgan Keegan's former portfolio manager, instructed Morgan Keegan's fund accounting department to make arbitrary "price adjustments" to the fair values of certain portfolio securities. [read post]
22 Jun 2011, 11:53 am
Former portfolio manager James Kelsoe Jr. will pay $500,000 in penalties and be barred from the securities industry, and comptroller Joseph Thompson Weller will pay $50,000. [read post]
24 Sep 2010, 7:00 am
Morgan Keegan & Company Inc., James C. [read post]
15 Jul 2010, 1:03 pm
The complaint - which was filed by the Securities and Exchange Commission (SEC), FINRA and various state securities regulators - also charged Morgan Keegan portfolio manager James Kelsoe of improperly directing his accounting department to make repeated, arbitrary “price adjustments” that boosted the fair values of securities. [read post]
12 Apr 2010, 9:06 am
The latest troubles facing the Memphis-based investment firm include federal and state charges alleging Morgan Keegan and two employees - James Kelsoe and Thomas Weller - committed fraud when pricing several proprietary bond funds. [read post]
9 Apr 2010, 6:24 am
It is also alleged that James C. [read post]
9 Apr 2010, 5:51 am
Several persons of interest have been identified by news reports, including The Commercial Appeal, including: James C. [read post]
8 Apr 2010, 8:49 pm
The Securities and Exchange Commission has filed claims against Morgan Keegan & Co, Morgan Asset Management and employees James C. [read post]
8 Apr 2010, 12:46 pm
The Securities and Exchange Commission has charged Morgan Keegan and its touted managing director, James Kelsoe, with securities fraud for deliberately inflating the value of subprime securities in order to hide losses in Morgan Keegan’s proprietary toxic bond mutual funds. [read post]
8 Apr 2010, 12:19 pm
According to the Wall Street Journal, SEC officials have accused fund manager James Kelsoe of manipulating the prices of low-quality investment to make the funds appear more attractive to potential investors. [read post]
