Search for: "Luis A. Aguilar, U.S. Securities and Exchange Commission," Results 61 - 80 of 113
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Enhancing the Commission’s Waiver Process
2 Sep 2015, 6:28 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Revolving Door Between SEC and Wilmer Continues Spinning with Gallagher Pick
19 May 2011, 10:02 am by Jenna Greene
President Obama also nominated SEC commissioner Luis Aguilar to serve a second term. [read post]
The BLT: Blog of Legal Times - http://legaltimes.typepad.com/blt/
Preparing for Challenges and Opportunities
14 May 2013, 6:54 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Preparing for the Regulatory Challenges of the 21st Century
30 Mar 2015, 6:01 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Remarks by Commissioner Lizárraga before the Digital Directors Network 2023 Conference
17 May 2023, 6:31 am
Securities and Exchange Commission. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Remarks by Commissioner Lizárraga before the Digital Directors Network 2023 Conference
17 May 2023, 6:31 am
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Failing to Advance Diversity and Inclusion
11 Jun 2015, 1:20 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
U.S. Lawmakers Reach Deal to Avert Shutdown - Ted Allen - Governance
8 Apr 2011, 2:15 pm by Ted Allen
 On April 4, SEC Commissioner Luis Aguilar said he was not aware of any major disagreements that were holding up the release of the final disclosure rules. [read post]
Institutional Shareholder Services - Insight - http://blog.issgovernance.com/
The Important Work of Boards of Directors
20 Oct 2015, 5:53 am
Securities and Exchange Commission, on Tuesday, October 20, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Shedding Light on Dark Pools
25 Nov 2015, 6:20 am
Securities and Exchange Commission, on Wednesday, November 25, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Regulators Working Together to Serve Investors
21 Apr 2015, 5:58 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Protecting Investors through Proactive Regulation of Derivatives
16 Dec 2015, 6:02 am
Securities & Exchange Commission, on Wednesday, December 16, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Staff Issues Report on the Cross-Border Scope of Private Rights of Action for Securities Fraud
9 May 2012, 7:00 am
The staff of the Securities and Exchange Commission (“SEC”) recently released a study on the cross-border scope of the private right of action under Section 10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”), 15 U.S.C. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Looking Back at the SEC’s Transformation
24 Dec 2015, 6:47 am
Securities & Exchange Commission, on Thursday, December 24, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Releases Study on Cross-Border Private Securities Litigation
12 Apr 2012, 1:08 am by Kevin LaCroix
Fourth, it could be clarified that an off-exchange transaction takes place in the U.S. if either party made or accepted the offer to purchase or sell the security while in the U.S. [read post]
The D & O Diary - http://www.dandodiary.com/
Evolving Equity Markets Require Constant Attention
3 Nov 2015, 6:27 am
Securities and Exchange Commission, on Tuesday, November 3, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Making Our Equity Markets Work Better for Investors
13 May 2015, 1:21 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Corporate America and the SEC Should Reflect America
23 Mar 2013, 7:14 am by Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission,
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Making Capital Formation Work for Smaller Companies and Investors
4 Nov 2015, 6:02 am
Securities and Exchange Commission, on Wednesday, November 4, 2015 Editor's Note: Luis A. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Allen Stanford Ponzi Victims Entitled to Investor Protections, SEC Announces
15 Jun 2011, 2:31 pm by Jenna Greene
Securities and Exchange Commission today announced that victims of Allen Stanford's Ponzi scheme are entitled to the protections of the Securities Investor Protection Act of 1970, which means they may be entitled to get their money back. [read post]
The BLT: Blog of Legal Times - http://legaltimes.typepad.com/blt/