Search for: "MARK DODD" Results 61 - 80 of 1,023
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11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Accountability, Cybersecurity, regulation, SEC, SEC enforcement, Securities regulation Statement by Commissioner Uyeda on Final Amendments to Form N-PX Posted by Mark T. [read post]
11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Accountability, Cybersecurity, regulation, SEC, SEC enforcement, Securities regulation Statement by Commissioner Uyeda on Final Amendments to Form N-PX Posted by Mark T. [read post]
4 Nov 2022, 6:30 am
Arnold, Cravath, Swaine & Moore LLP, on Friday, October 28, 2022 Tags: Disclosure, Dodd-Frank Act, Engagement, Executive Compensation, pay versus performance, SEC, Securities Act, Shareholder activism Remarks by Commissioner Uyeda at the Georgetown Law Hotel and Lodging Summit Posted by Mark T. [read post]
21 Oct 2022, 6:30 am
Securities and Exchange Commission, on Friday, October 14, 2022 Tags: Audits, Disclosure, Dodd-Frank Act, Oversight, Sarbanes–Oxley Act, SEC rulemaking, Securities regulation Chancery Court Decision Illuminates Contours of Director Oversight Liability Posted by Paul R. [read post]
20 Oct 2022, 8:35 am by Dan Lopez
But the Durbin Amendment was literally an amendment voted on the Senate floor when the Dodd-Frank Financial Reform Bill was considered in the Senate in 2010. [read post]
19 Oct 2022, 6:08 am by Dan Bressler
” “No matter the specific number of firms, this marks a major shift in the legal field. [read post]
4 Oct 2022, 5:50 am by Kyle Hulehan
Key Findings Alaska’s heavy reliance on oil and gas taxes and investment income creates extreme revenue volatility and complicates revenue forecasts. [read post]
25 Sep 2022, 12:23 am
To that end he fights old ghosts (who remain culturally potent; eg Friedman) and resurrects, as he must the Romulus and Remus of the corporate law (in debates of Berle and Dodd). [read post]
23 Sep 2022, 6:30 am
Beasley School of Law), on Tuesday, September 20, 2022 Tags: Corporate governance, Delaware cases, Delaware law, Fiduciary duties, LLCs, Mergers & acquisitions Safeguarding Trust: The Board’s Role in Integrating ESG and ERM Posted by Maria Castañón Moats and Jamie Gamble, PricewaterhouseCoopers LLP, on Tuesday, September 20, 2022 Tags: Boards of Directors, ESG, Management, Risk management, Stakeholders What’s Next for US M&A Posted by Gregory Pryor and… [read post]
21 Sep 2022, 6:31 am
A little more than 12 years after the 2010 Dodd-Frank Act was signed into law, the SEC has issued final rules on the topic. [read post]
16 Sep 2022, 6:30 am
Securities and Exchange Commission, on Friday, September 9, 2022 Tags: Bitcoin, Cryptocurrency, Financial regulation, Financial technology, Howey test, SEC, Securities regulation, Stablecoins Proposed Additional Amendments to Form PF Posted by Jessica Forbes, Philip Heimowitz, and Mark Highman, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, September 10, 2022 Tags: Cryptocurrency, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds,… [read post]
8 Sep 2022, 3:34 pm by Gregory Schick
SEC Proposes New Pay for Performance Disclosure Regulations”), on April 29, 2015, in accordance with Section 953(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Reform Act”), the Securities and Exchange Commission (the “SEC”) issued a press release and published proposed regulations (Release No. 34-74835) (the “Proposed Rules”) to require specified publicly-held companies to disclose the relationship between their financial… [read post]
2 Sep 2022, 6:30 am
Statement by Commissioner Uyeda on Final Rule Regarding Pay Versus Performance Posted by Mark T. [read post]
25 Aug 2022, 9:01 pm by Gary Gensler
In 2010, Congress under the Dodd-Frank Act directed the Commission to provide clear disclosure to investors on the relationship between companies’ executive compensation actually paid and financial performance. [read post]
12 Aug 2022, 6:51 am
Grossman, and Raquel Fox, Skadden, Arps, Slate, Meagher & Flom LLP, on Thursday, August 11, 2022 Tags: Institutional Investors, No-action letters, Proxy voting, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Statement by Commissioner Uyeda on Proposed Joint Amendments to Form PF Posted by Mark T. [read post]