Search for: "OFFICE OF RISK MANAGEMENT"
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23 Mar 2009, 2:36 pm
Ketchum, Chairman & Chief Executive Officer, Remarks From the SIFMA Compliance & Legal Division's Annual Seminar: Let's talk about risk management. [read post]
2 Oct 2021, 10:42 am
I spoke with host Tony Martignetti on his Nonprofit Radio podcast about indemnification as Part I of our two-part discussion on nonprofit risk management. [read post]
23 Dec 2020, 12:58 pm
If you are considering purchasing your own veterinary practice, you must make sure you’re aware […] The post Common Risks of Owning a Veterinary Practice (and How to Manage Them) appeared first on Law Office of Anthony A. [read post]
4 Jun 2015, 6:29 pm
Press reports today (New York Times, Washington Post) indicate that personnel databases at the Office of Personnel Management (OPM) were breached in April 2015, resulting in the possible compromise of 4 million records containing sensitive personal information. [read post]
29 Oct 2023, 9:01 pm
Director McKernan’s dissenting statement notes that “one interpretation [of the Proposed Guidelines providing only one Chief Risk Officer] is that the FDIC expects that all second-line risk management responsibilities, including with respect to compliance-risk management, would be overseen by the Chief Risk Officer and the Risk Committee. [read post]
9 Mar 2010, 5:22 pm
Guidance is provided to members on risk management issues and insurance issues 6. [read post]
25 Nov 2011, 6:45 am
Leading standards have recognized the centrality of ethics and have explicitly integrated ethics into the elements of effective compliance and enterprise risk management. 3. [read post]
30 Jul 2020, 2:00 am
HR professionals in this scenario are morphing into risk managers. [read post]
1 Jun 2021, 7:25 am
The post Risks for New York’s New Legal Cannabis Businesses, <i>Risk Management</i> appeared first on Kaufman Dolowich Voluck LLP. [read post]
5 Dec 2011, 1:56 pm
According to the SEC's release, the Risk Alerts are "intended to alert senior management, risk management and compliance managers in the securities industry to significant risks identified by the SEC's national examination staff so that industry members can more effectively address those risks. [read post]
10 Jul 2009, 10:28 pm
Memorandum: Risk Management - Asset and Liability Concentrations - Office of Thrift Supervision, July 9, 2009 "The Office of Supervision... [read post]
23 May 2023, 3:15 am
According to a recent survey by Compliance Week & FTI Consulting, third party risk management (TPRM) tops the list of priorities for corporate compliance officers this year: Compliance Week and FTI Consulting polled 151 legal and compliance decision-makers as part of an online survey benchmarking the use of technology in compliance conducted between February and March. [read post]
5 Sep 2023, 4:30 am
The Federal Reserve Board, Federal Deposit Insurance Corporation, and Office of the Comptroller of the Currency issued final guidance June 6, 2023, on managing risks associated with third-party relationships. [read post]
8 Mar 2016, 8:33 am
The new office will consolidate and streamline OCIE’s risk assessment, market surveillance, and quantitative analysis teams and provide operational risk management and organizational strategy for OCIE.Peter B. [read post]
15 Aug 2021, 9:39 pm
This is why … Continue reading "The Importance of Managing Speed on the Road" The post The Importance of Managing Speed on the Road appeared first on The Law Offices of Samuel Fishman. [read post]
12 Jun 2017, 8:46 am
By Lee Vail The EPA updated its web page titled “Frequent Questions on the Final Amendments to the Risk Management Program (RMP) Rule” on Monday, June 12, 2017. [read post]
13 Apr 2017, 8:08 am
Seyfarth Shaw, AlixPartners, and Directors Roundtable invite you to attend Cyber Risk Management Facing Boards, C-Suites & General Counsel: Prevention, Crisis Management, and Mitigating Personal Liability, a program for corporate directors, executive officers and general counsel, focused on approaches and strategies to forensic preservation of electronically stored information, as well as an expert summary of forensic technologies and methodologies used in the… [read post]
22 May 2012, 3:27 pm
The Singapore Monetary Authority has provided extensive risk management guidance that envisions a company board risk committee and a risk compliance officer. [read post]
5 Jan 2021, 9:44 am
Continue reading › The post SEC Multi-Branch Initiative Results in Branch Office Risk Alert appeared first on RIA Compliance Blog. [read post]
29 Apr 2024, 12:09 pm
On March 28, 2024, the Office of Management and Budget (“OMB”) issued Memorandum M-24-10, Advancing Governance, Innovation, and Risk Management for Agency Use of Artificial Intelligence (the “Memo”). [read post]
