Search for: "Office of the Comptroller of the Currency"
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26 Jun 2023, 9:01 pm
Sixty years ago, the Supreme Court handed down its decision in United States v. [read post]
19 Jun 2023, 7:14 am
Torres on Tuesday found that the banking directors’ request to disqualify the law firm for using documents from its regulator that they mistakenly disclosed during discovery was moot since the judge found that the banking examination privilege asserted by the regulator — the Office of the Comptroller of the Currency, an independent bureau of the U.S. [read post]
5 Jun 2023, 4:09 am
Federal Circuit Court Says Price Isn't Right In UBS Whistleblower Retaliation (BrokeAndBroker.com Blog) Branch Manager and FINRA Fail to See Red Flags of Unsuitability Involving Senior Customers (BrokeAndBroker.com Blog) Physically Delivering Digital Assets In Order To Satisfy CFTC's Observation (BrokeAndBroker.com Blog) Bill Singer, Publisher of the Securities Industry Commentator and the BrokeAndBroker.com Blog, Calls for BOYCOTT of 2023 FINRA Elections Agencies issue final guidance… [read post]
31 May 2023, 9:01 pm
Here is a closer look at the events that led to the $1 billion settlement: In 2016, the Consumer Financial Protection Bureau (“CFPB”) and the Office of the Comptroller of the Currency (“OCC”) fined Wells Fargo $135 million for secretly opening deposit and credit card accounts without its customers’ authorizations. [read post]
31 May 2023, 1:44 pm
Senate Bill 2334, and House Bill 4903 propose to: (1) Establish a new gold and silver based digital currency through the office of the Texas Comptroller of Public Accounts; (2) Back each unit of issued digital currency with a corresponding fraction of a troy ounce of gold or silver held in trust; (3) Allow for individual accounts to be created at the Texas Bullion Depository that could be used to conduct transactions. [read post]
25 May 2023, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I’m not speaking on behalf of my fellow Commissioners or the SEC staff. [read post]
21 May 2023, 10:00 pm
US regulators have increased their focus on cybersecurity issues impacting financial services companies, with a host of guidance documents recently released by the US Securities and Exchange Commission (SEC), the three federal banking agencies—the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency—and the US Department of Labor (DOL). [read post]
21 May 2023, 10:00 pm
US regulators have increased their focus on cybersecurity issues impacting financial services companies, with a host of guidance documents recently released by the US Securities and Exchange Commission (SEC), the three federal banking agencies—the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency—and the US Department of Labor (DOL). [read post]
21 May 2023, 10:00 pm
US regulators have increased their focus on cybersecurity issues impacting financial services companies, with a host of guidance documents recently released by the US Securities and Exchange Commission (SEC), the three federal banking agencies—the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency—and the US Department of Labor (DOL). [read post]
21 May 2023, 10:00 pm
US regulators have increased their focus on cybersecurity issues impacting financial services companies, with a host of guidance documents recently released by the US Securities and Exchange Commission (SEC), the three federal banking agencies—the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency—and the US Department of Labor (DOL). [read post]
21 May 2023, 10:00 pm
US regulators have increased their focus on cybersecurity issues impacting financial services companies, with a host of guidance documents recently released by the US Securities and Exchange Commission (SEC), the three federal banking agencies—the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency—and the US Department of Labor (DOL). [read post]
21 May 2023, 10:00 pm
US regulators have increased their focus on cybersecurity issues impacting financial services companies, with a host of guidance documents recently released by the US Securities and Exchange Commission (SEC), the three federal banking agencies—the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency—and the US Department of Labor (DOL). [read post]
18 May 2023, 9:05 pm
Congress to move bank regulation authority from the Federal Reserve to agencies that specialize in regulation, such as the Office of the Comptroller of the Currency and the Federal Deposit Insurance Corporation. [read post]
14 Apr 2023, 5:01 am
The Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the National Credit Union Administration, the Office of the Comptroller of the Currency (OCC), and the Consumer Financial Protection Bureau all include cybersecurity in their inspections. [read post]
13 Apr 2023, 7:46 pm
But in 2002 the idea for reciprocal deposits was invented by Eugene Ludwig, who previously ran the Office of the Comptroller of the Currency, a regulator. [read post]
10 Apr 2023, 9:05 pm
Throughout 2022, the Federal Reserve System, along with the Federal Deposit Insurance Corporation (FDIC) and the Office of the Comptroller of the Currency (OCC), hosted information sessions and solicited comments on a proposed rulemaking to update regulations stemming from the Community Reinvestment Act. [read post]
17 Mar 2023, 11:27 am
In 2022, the bank also agreed to pay a US$ 6 million penalty to the Office of the Comptroller of the Currency (OCC) to resolve allegations that it engaged in unsafe practices and violated various statutes. [read post]
15 Mar 2023, 6:30 am
It is a great pleasure to be here with you, the great public servants of the Office of the Comptroller of the Currency. [read post]
15 Mar 2023, 6:30 am
It is a great pleasure to be here with you, the great public servants of the Office of the Comptroller of the Currency. [read post]
15 Mar 2023, 4:20 am
In March 2011, the SEC and six other regulators that included the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Federal Housing Finance Agency, the National Credit Union Administration, the Office of the Comptroller of the Currency and the Office of Thrift Supervision jointly published proposed rules with a 45-day comment period. [read post]
