Search for: "Penny Poole"
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26 Sep 2018, 2:39 pm
See, e.g., In the Matter of ITG Inc. and Alternet Securities, Inc., Exchange Act Release No. 75672 (Aug. 12, 2015) (stating that ITG admitted to operating a secret trading desk and misusing the confidential trading information of dark pool subscribers) (available here); In the Matter of UBS Securities LLC, Exchange Act Release No. 74060 (Jan. 15, 2015) (reporting that UBS paid more than $14.4 million for failing to disclose to dark pool subscribers an order type that was… [read post]
26 Sep 2018, 2:39 pm
See, e.g., In the Matter of ITG Inc. and Alternet Securities, Inc., Exchange Act Release No. 75672 (Aug. 12, 2015) (stating that ITG admitted to operating a secret trading desk and misusing the confidential trading information of dark pool subscribers) (available here); In the Matter of UBS Securities LLC, Exchange Act Release No. 74060 (Jan. 15, 2015) (reporting that UBS paid more than $14.4 million for failing to disclose to dark pool subscribers an order type that was… [read post]
26 Sep 2018, 6:55 am
Launch The New Interactive Web Tool! [read post]
13 Sep 2018, 11:16 am
The individuals involved agreed to industry and penny stock bars as well as bars from serving or acting as an employee, director or member of an investment company or investment adviser. [read post]
11 Sep 2018, 1:33 pm
Visitors would receive one entry into the stock pool for each day they logged in to the Simplystocks website. [read post]
25 May 2018, 10:34 am
We represent the families of victims who die in such tragedies as well, to ensure that their families receive every penny of damages that they are eligible to receive. [read post]
2 May 2018, 1:46 pm
Debt scavengers are debt collectors who purchase zombie debt from a source – the original creditor, a successor creditor who bought the original creditor’s debt, or even from another debt collection agency – often for pennies on the dollar, and who attempt to collect the debt from the debtor. [read post]
9 Mar 2018, 9:19 am
“The file documenting the bar fight showed Frugoli walked into the First Base Tavern in Bridgeport with two friends, smashed bar glasses, broke bar stools and pool cues, punched one man in the face and threw another across the bar into a pool table. [read post]
8 Feb 2018, 9:30 pm
Department of Labor to withdraw its proposed tip-pooling rule. [read post]
7 Feb 2018, 1:08 pm
And cost a fair penny. [read post]
9 Jul 2017, 5:53 am
They have so many clients that the risk is spread over a pool of drivers. [read post]
8 Jul 2017, 8:39 pm
True, it can be done badly, for bad reasons, in bad ways: some types of technical work are not practical to be outsourced, plus there’s a penny-wise, pound-foolish aspect to knee-jerk US layoffs and instantly setting up shop abroad. [read post]
11 Apr 2017, 5:12 pm
If you could lessen the pool of people you would potentially need to accommodate on a shrinking pool of inventory, why wouldn’t you? [read post]
29 Nov 2016, 11:31 am
Cox next determined how many times each patent in the resultant pool was cited by later patents. [*18] Cox Report ¶ 107. [read post]
21 Nov 2016, 2:00 pm
., Mohs met his wife at a casino bar and they went to the nearby Tipsy Turtle bar where they drank alcoholic beverages and played games of pool, the story reported. [read post]
21 Sep 2016, 9:51 am
Rose has agreed to settle the charges and is barred from future penny stock offerings or from serving as an officer or director of a public company. [read post]
12 Sep 2016, 3:47 am
” Of course, not every penny stock offering was fraudulent – but plenty were back then. [read post]
6 Sep 2016, 10:49 am
It costs an Internet advertiser just pennies per day to reach a potential audience of millions of persons, and phony currency trading firms have seized upon the Internet as an inexpensive and effective way of reaching a large pool of potential customers. [read post]
27 Jul 2016, 10:22 am
I think this is a smart approach, since the moment you dip your toe in the rates pool, you realize it is a pool of acid and acid resistant piranha. [read post]
6 May 2016, 3:19 am
If you took the penny deal, you made the better bargain by far. [read post]
