Search for: "REGULATORY INSURANCE SERVICES, INC."
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19 Dec 2014, 2:44 pm
The Financial Industry Regulatory Authority (FINRA) filed a complaint against brokerage firm SWS Financial Services, Inc. [read post]
22 Nov 2012, 9:30 pm
The Department of Health and Human Services (HHS) issued three proposed rules central to the Affordable Care Act’s insurance market reforms.The Department of Justice (DOJ) filed a civil antitrust suit against EBay, Inc., over an agreement not to recruit or hire certain employees.The Department of Housing & Urban Development (HUD) announced that the country’s largest mortgage servicers provided monetary relief to almost 310,000 homeowners as a… [read post]
7 Jun 2014, 11:19 am
BlackRock pointed out that it has a pan-European client base serviced from 22 offices across the continent. [read post]
28 Jun 2017, 10:48 am
A Financial Industry Regulatory Authority (“FINRA”) arbitration panel has awarded two investors $793,000 in their Puerto Rico municipal bond fraud case against UBS Financial Services (UBS) and UBS Financial Services of Puerto Rico (UBS-PR). [read post]
30 Aug 2021, 9:56 am
In Guaranteed Rate, Inc. v. [read post]
10 Nov 2012, 1:41 pm
PROPERTY – PUBLIC ADJUSTER COMPENSATION – "VALUABLE SERVICES" Public Adjustment Bureau, Inc. v. [read post]
17 Nov 2021, 2:44 pm
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
10 Jul 2018, 5:17 pm
Titanium Blockchain Infrastructure Services, Inc., et al. [read post]
29 Aug 2016, 4:00 am
Public Citizen, Inc. has filed an amicus brief in support of the U.S. [read post]
12 Mar 2013, 10:24 pm
The general awareness of D&O related liability risks amongst the Indian corporate sector and the financial services industry has given an opportunity to the Indian insurance industry to provide insurance solutions to cater to the need of their clients. [read post]
28 Sep 2022, 11:52 am
Guaranteed Rate, Inc. v. [read post]
16 Oct 2019, 10:38 am
According to BrokerCheck records financial advisor Joseph Peggs (Peggs), currently employed by Ameriprise Financial Services, Inc. [read post]
7 May 2024, 7:35 am
Advisor Group was originally owned by insurer American International Group, Inc, which sold it to Lightyear Capital in 2016. [read post]
20 Jan 2014, 3:17 pm
Non-exclusive right to republish granted to Solutions Law Press, Inc. [read post]
29 Aug 2013, 11:43 pm
Cascom Inc. [read post]
1 Dec 2020, 11:38 am
”); Franklin EWC, Inc. v. [read post]
21 Jun 2012, 11:11 am
Last week, the FTC settled allegations that data broker Spokeo, Inc. failed to comply with the Fair Credit Reporting Act (FCRA) and posted deceptive endorsements about its services on websites and blogs. [read post]
1 Mar 2009, 9:06 pm
The segment experienced solid demand for services to regulated industries, including insurance, healthcare and pharmaceuticals. [read post]
3 May 2012, 2:52 pm
Stamer also works extensively with management, service provider and other clients to monitor legislative and regulatory developments and to deal with Congressional and state legislators, regulators, and enforcement officials concerning regulatory, investigatory or enforcement concerns. [read post]
19 Oct 2021, 10:10 am
See e.g., In re Anthem, Inc. [read post]
