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24 Aug 2023, 6:31 am
When the Commission adopted rules implementing Title IV of the Dodd-Frank Act, [2] it explained that “[private fund advisers] will be subject to the same registration requirements, regulatory oversight, and other requirements that apply to other SEC-registered investment advisers. [read post]
17 Oct 2008, 6:53 pm
The Supreme Court today summarily overturned the Sixth Circuit Court of Appeal's 9 to 6 en banc ruling designed to disrupt new voters in Ohio at the behest of the Republican party. [read post]
13 Apr 2022, 2:24 pm
Thursday, May 12 2022 | 5:30 – 6:30 p.m. [read post]
5 Oct 2009, 11:42 am
SEC. 6. [read post]
27 Jul 2017, 8:31 am
The registration problem was just the tip of the iceberg. [read post]
4 May 2016, 5:00 am
Private Equity Real Estate has released its ranking of the top 50 real estate private equity fund managers. [read post]
8 May 2009, 8:16 am
Ryder, Co-Chairman, IndoChina Capital John Schumacher, Founder and CEO, New York Life Capital Partners Date: Monday, May 18 Time: 6:30pm-9pm 6 - 6:30pm -- Registration 6:30 - 8pm -- Discussion 8 - 9pm -- Reception Location: Asia Society, 725 Park Avenue, New York, NY 10021 Event URL: Click here RSVP: By phone, (212)-517-ASIA (M-F 10am-5pm) or online VERY FAR OFF-TOPIC: When in New York for this event, may I suggest that this website will direct… [read post]
16 Jan 2014, 6:08 am
Regulation D contains rules for issuing securities that provide exemptions from the more rigorous Securities and Exchange Commission (SEC) registration requirements and allows companies to issue securities without normal disclosures. [read post]
11 May 2018, 11:53 pm
The event is free but registration is required (office@igkk.org). [read post]
3 Feb 2010, 12:28 pm
However everything needs to be read in the light of the forthcoming election (believed to be taking place on 6 May), which many people consider is most likely to be won by the Conservatives. [read post]
22 Dec 2015, 10:30 am
Registration involves reporting the following: Name and purpose of the database. [read post]
18 Apr 2013, 6:30 am
Most recently, we have had lengthy discussions with various members of this subcommittee about Rule 15a-6, the rule exempting from registration certain non-U.S. resident persons engaged in business as a broker or dealer entirely outside the U.S. [read post]
30 Nov 2010, 7:21 am
6. [read post]
9 Feb 2012, 2:00 am
Section 6 highlights some of the concerns raised by MF Global, Inc. [read post]
23 Nov 2011, 7:28 am
6. [read post]
25 Jun 2013, 8:00 am
The bill would exempt private equity fund managers from the registration and reporting requirements of the Investment Adviser Act. [read post]
25 Jun 2013, 8:00 am
The bill would exempt private equity fund managers from the registration and reporting requirements of the Investment Adviser Act. [read post]
2 Jul 2020, 6:41 am
The applications are open until July 6. [read post]
30 Dec 2010, 5:10 am
Group 6 – Recognition and enforcement of judgments P. [read post]
10 Jul 2023, 12:36 pm
His suspension ended on 5/6/2019, and everything was paid in full on 6/5/2020. [read post]
