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23 Apr 2018, 1:20 am by Kevin LaCroix
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
12 Mar 2018, 12:42 am by Kevin LaCroix
  The 2018 SEC Guidance encourages companies to implement policies, practices and procedures mandating that important cyber risk and incident information escalate “up the chain,” from IT teams to senior management, allowing for informed, intelligent and knowledgeable decisions. [read post]
29 Jan 2018, 11:28 pm by Kevin LaCroix
 Pursuing gatekeepers was also the most targeted and effective way of leveraging the SEC’s limited enforcement resources while also packing the most powerful punch. [read post]
25 Dec 2017, 9:40 pm by The Regulatory Review
Supreme Court’s recent decision in Endrew F. v. [read post]
25 Dec 2017, 9:40 pm by The Regulatory Review
Supreme Court’s recent decision in Endrew F. v. [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
 This new team will “apply the lessons learned from [past securities fraud] cases and leverage data analytics and technology to identify large-scale misconduct affecting retail investors. [read post]
12 Jul 2017, 3:50 am by Kevin LaCroix
 First, law enforcement has become inundated with ransomware reports and lacks the resources and wherewithal to assist victims. [read post]
10 May 2017, 10:20 am by Cynthia Marcotte Stamer
Stamer also is a highly popular lecturer, symposia chair and author, who publishes and speaks extensively on human resources, labor and employment, employee benefits, compensation, occupational safety and health, and other regulatory and operational risk management. [read post]
25 Apr 2017, 3:21 pm by Cynthia Marcotte Stamer
 See, Businesses Must Confirm & Clean Up Health Plan ACA & Other Compliance Following Supreme Court’s King v. [read post]
29 Mar 2017, 5:09 am by SHG
The solution: We bid zero on the SEC contract; and, needless to say, we were low bidder. [read post]
19 Jan 2017, 9:30 pm by Justin Daniel
Supreme Court heard oral arguments in the case of Lee v. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
 With respect to the entire incident, Morgan Stanley responded swiftly; responded with transparency (especially with its regulators and with law enforcement) and, most importantly, according to a spokesman, conducted an independent investigation, using both an independent legal team and an independent consulting team, to truly understand its failures. [read post]
13 Apr 2016, 4:55 pm by Kevin LaCroix
John is the President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement. [read post]
2 Mar 2016, 4:26 pm by Kevin LaCroix
  Apple next filed a motion in opposition to the Judge Pym’s order, drafted by a team including the famed appellate lawyer Ted Olson. [read post]