Search for: "Securities and Exchange Commission v. James"
Results 61 - 80
of 293
Sorted by Relevance
|
Sort by Date
9 Jan 2007, 11:01 pm
Securities and Exchange Commission $15 million to settle claims that email mishandling had taken place. [read post]
3 Apr 2017, 3:14 pm
Military judge Army Colonel James Pohl calls the commission to order, and takes roll, noting that Khalid Sheikh Mohammed and Mustafa al Hawsawi are absent but all other defendants are present. [read post]
2 Aug 2018, 6:21 am
Last week, the military commission in United States v. [read post]
19 Mar 2018, 10:23 am
James Lankford and Kamala Harris sought to supplement this provision with an amendment establishing a presumption that state and local officials would share information with DHS about threats to election infrastructure. [read post]
31 Dec 2008, 11:05 am
Securities and Exchange Commission, and United States v. [read post]
6 Aug 2019, 3:07 pm
§ 78j) and Securities and Exchange Commission Rule 10b-5, 17 C.F.R. [read post]
15 Feb 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
27 Jun 2015, 6:21 am
Bruce Schneier pondered the nature of DOD policy on backdoor security vulnerabilities, comparing recent statements by Admiral James A. [read post]
4 Oct 2021, 2:32 pm
Securities and Exchange Commission (“SEC”) recently assessed Pearson plc (“Pearson”) with a $1 million penalty for allegedly making material statements and omissions concerning its disclosure of a cybersecurity breach. [read post]
23 Nov 2018, 3:11 pm
Over the week of Nov. 12, the military commission in United States v. [read post]
2 Oct 2012, 1:08 pm
The Securities and Exchange Commission (SEC) Office of the Whistleblower has today issued seven (7) new Notices of Covered Actions. [read post]
3 May 2016, 10:28 am
The Securities and Exchange Commission today announced fraud charges against 10 individuals involved in schemes to trick investors into buying shares of a particular company stock. [read post]
10 Jun 2016, 6:15 am
Reassessing the Distinction Between Corporate and Securities Law Posted by James J. [read post]
8 Dec 2008, 6:29 pm
US Securities & Exch v. [read post]
20 Apr 2012, 10:23 pm
In CFTC v. [read post]
12 Aug 2016, 7:12 am
Inc. v. [read post]
23 Oct 2019, 8:36 am
Last month, the military commission for the matter of United States v. [read post]
13 Dec 2009, 6:26 am
Weinstein, James H.R. [read post]
8 Oct 2021, 9:30 pm
It commemorates the creation of specialized units within the enforcement division of the Securities and Exchange Commission for asset management; market abuse; structured and new products; foreign corrupt practices; and municipal securities and public pensions. [read post]
19 Feb 2021, 9:30 pm
Brummer, Georgetown Law, delivered the keynote address in the Securities and Exchange Commission’s observance of Black History Month. [read post]
