Search for: "Southern States Investment Holdings, LLC" Results 61 - 80 of 230
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4 Aug 2008, 8:55 pm
Last year 110 securities firms and branch offices holding free financial seminars were investigated by federal and state securities regulators. [read post]
30 Jul 2008, 9:05 pm
District Court for the Southern District of New York on behalf of persons who purchased auction rate securities from UBS AG (NYSE: UBS), UBS Securities LLC and UBS Financial Services Inc. between May 8, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
7 Dec 2011, 5:45 am by Doug Cornelius
The scheme caused the fund to  overvalue these holdings by as much as $163 million in August 2008. [read post]
28 Jul 2011, 10:06 am by Tomassi Law Associates
Securities brokerage services are provided by Main Street Investment Services, Inc., a Bank subsidiary with four offices located in the branch network. [read post]
25 Jul 2008, 7:18 pm
District Court for the Southern District of New York on behalf of persons who purchased auction rate securities from UBS AG (NYSE: UBS), UBS Securities LLC and UBS Financial Services Inc. between May 8, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
26 Apr 2022, 1:57 pm by The White Law Group
On April 20, 2022 GWG Holdings Inc. and its subsidiaries, GWG Life, LLC and GWG Life USA, LLC, have filed voluntary Chapter 11 petitions in the U.S. [read post]
8 Jul 2008, 7:47 pm
District Court for the Southern District of New York on behalf of persons who purchased auction rate securities from UBS AG (NYSE: UBS), UBS Securities LLC and UBS Financial Services Inc. between May 8, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
21 Mar 2011, 6:16 pm by Tomassi Law Associates
And if the claims ultimately paid out on the policy are less than the premiums paid in by the customer, then the customer is essentially paying the insurance company to hold onto that money and invest for the insurance companys benefit. [read post]
23 Apr 2012, 5:11 am by Joe Palazzolo
Associated Press Arizona State Sen. [read post]
2 Jun 2010, 1:50 am by Kevin LaCroix
Judge Rakoff dismissed without prejudice the plaintiffs’ complaints against Merrill Lynch, holding that the specific allegations in the plaintiffs’ complaint were not sufficient to state a Section 11 claim against Merrill as an underwriter. [read post]
26 Aug 2014, 10:13 am by Mary Jane Wilmoth
LLC; Morgan Stanley ABS Capital I Inc.; and Morgan Stanley Mortgage Capital Holdings LLCAdministrative Proceeding File No. [read post]
2 Jun 2016, 5:23 am by Mary Jane Wilmoth
Frederic Elm f/k/a Frederic Elmaleh, Elm Tree Investment Advisors LLC, Elm Tree Investment Fund LP, Elm Tree ‘e’Conomy Fund LP, and Elm Tree Motion Opportunity LPCase number: 15-cv-60082 (United States District Court for the Southern District of Florida)Case filed: January 15, 2015Qualifying Judgment/Order: April 12, 2016 5/31/2016 8/29/2016 2016-68 In the Matter of Cabela’s Incorporated and Ralph W. [read post]