Search for: "State v. Investors Security Corporation" Results 61 - 80 of 1,315
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10 Oct 2007, 7:35 am
Background Section 10(b) of the Securities and Exchange Act of 1934 and Rule 10b-5 promulgated thereunder grant a private right of action to investors against those corporations for securities fraud. [read post]
24 Mar 2023, 6:30 am
United States, Rule 10b-5, SEC enforcement, Securities fraud, United States v. [read post]
24 Mar 2023, 6:30 am
United States, Rule 10b-5, SEC enforcement, Securities fraud, United States v. [read post]
3 Oct 2014, 10:56 am by Gustav L. Schmidt
An interesting topic considering such bylaws are matters of state corporate and contract laws, not federal securities laws. [read post]
18 Feb 2021, 6:30 am by John Jascob
For over three years, Coinseed and its executives flagrantly and illegally violated New York state laws, but the corporate greed perpetrated by Coinseed while committing fraud against thousands of investors ends now. [read post]
The case was brought by a group of hedge funds and other investors who took short positions in security based swap agreements that referenced the stock of Volkswagen (VW), which is traded in Germany but not in the United States. [read post]
6 Dec 2010, 6:00 am by Keith Paul Bishop
  Alan points out that the district court in Stimmel v. [read post]
18 Apr 2012, 7:20 pm by David Smyth
  In the SEC’s complaint, filed on April 12th, Ephren Taylor and his City Capital Corporation are accused of running a scheme that targeted “socially conscious” investors from church congregations and raised $11 million. [read post]
15 Mar 2016, 9:00 am by Suzette Pringle
On March 4, 2016, the Second Circuit affirmed the dismissal of two related securities actions against Sanofi Pharmaceuticals, its predecessor Genzyme Corporation, and three company executives (collectively, “Sanofi”). [read post]
10 Jul 2007, 8:08 am
Supreme Court tightened the pleading standards for shareholders who file securities class-action lawsuits over corporate fraud. [read post]
14 Jul 2018, 6:53 am by Arina Shulga
For promoters, investors, and other market participants in the blockchain and cryptocurrency space, Director Hinman's speech comes as a breath of fresh air after the SEC Chairman, Jay Clayton, stated that “every ICO I’ve seen is a security” just months ago. [read post]
3 Apr 2012, 6:01 am by Rebecca Tushnet
Joint Equity Committee of Investors of Real Estate Partners, Inc. v. [read post]