Search for: "Stephen Chase"
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15 Jan 2021, 1:48 pm
JPMorgan Chase – The number two spot goes to a collaborative effort between the CFTC, the SEC, and DOJ resulting in a joint settlement that required JPMorgan Chase & Company and its subsidiaries to pay $920 million to the CFTC and $35 million to the SEC, as well as enter into a three-year deferred prosecution agreement with the DOJ. [read post]
18 Dec 2020, 6:42 am
Stephen Mayeaux, Legal Information Specialist: One of my favorites is the Comparative Study on Wiretapping and Electronic Surveillance Laws in Major Foreign Countries (1975). [read post]
13 Nov 2020, 6:11 am
Simpkins, Davis Polk & Wardwell LLP, on Tuesday, November 10, 2020 Tags: Board composition, Board oversight, Boards of Directors, Climate change, Diversity, ESG, Forum selection, Institutional Investors, Proxy advisors, Shareholder voting Don’t Go Chasing Waterfalls: Fiduciary Obligations in the Shadow of Trados Posted by Sarath Sanga (Northwestern University) and Eric L. [read post]
31 Oct 2020, 6:51 am
Jack Cable, Sydney Frankenberg, Toni Friedman, Jennifer Friedmann, Jesse Lazarus, Chase Small, Adriana Stephan, Alex Stout, Christopher Wan and Alex Zaheer summarized vote counting and reporting procedures in battleground states in order to help inoculate Americans against election night misinformation. [read post]
28 Sep 2020, 7:27 am
UBS was aware that many banks were chasing the same clients—billionaires and millionaires—and strove to make their meetings memorable. [read post]
26 Sep 2020, 8:45 am
Jack Cable, Sydney Frankenberg, Pierce Lowary, Chase Small, Michael A. [read post]
24 Sep 2020, 2:45 am
Chase was on the $10,000 bill. [read post]
22 Sep 2020, 2:11 am
Chase qualifies. [read post]
21 Sep 2020, 7:21 am
The most-recent justices confirmed by the Senate in a December Senate during a presidential election year were William Burnham Woods (in 1880), Ward Hunt (in 1872), and Salmon Chase (in 1864 as Chief Justice). [read post]
31 Jul 2020, 9:30 pm
University of Chicago and Stephen A. [read post]
24 Jul 2020, 3:00 am
Right now, Senate Republican incumbents and candidates are losing badly in the money chase not just in the top Senate battlegrounds but also in deep red states. [read post]
16 Jul 2020, 9:23 am
Investor Stephen Pemberton claims the holding company’s top brass was aware that Fifth Third Bank’s cross-sell strategy — in which employees were pressured to sell products to existing customers in order to meet “unrealistic” sales goals — encouraged a “toxic” sales culture that ultimately harmed consumers. [read post]
14 Jun 2020, 4:34 pm
I was especially indebted to the works of legal historians Bhavani Rahman on paperwork, Kalyani Ramnath on the construction of porous differences between law and fact, and Julie Stephens’ recent work on bureaucratic petitioning. [read post]
21 May 2020, 7:12 am
Karney, Amogh McGuire, Jesse JP Morgan Securities LLC Chase Investment Services Corp. [read post]
20 May 2020, 2:17 pm
., Inc E Trade Securities LLC Borja, Mauricio Allstate Financial Services, LLC Botner, Ryan MML Investors Securities, LLC Northwestern Mutual Investment Services, LLC Encino, Stephen NYLife Securities LLC Allstate Insurance Fries, Scott Transamerica Financial Advisors NYLife Securities LLC Hegarty, Adrian JP Morgan Securities LLC Morgan Stanley Kraft, David Morgan Stanely… [read post]
18 May 2020, 9:05 pm
Tina Rendon Pilgrim’s Pride Corporation Tyler Stephens Hygiena (To sign up for a free subscription to Food Safety News, click here.) [read post]
13 May 2020, 9:30 pm
Chase was right: Congress lacked the power to enact the Fugitive Slave Act. [read post]
20 Apr 2020, 5:01 am
Adverse event reporting is a recognized, important component of pharmacovigilence. [read post]
11 Apr 2020, 8:00 am
- Richard J Hay, Stikeman Elliott (Chase Journal, September 2001)WTO Compatibility of the OECD 'Defensive Measures' against 'Harmful Tax Competition' - Dr Roman Grynberg and Ms Bridget Chilala, Commonwealth Secretariat, September 2001Potential WTO Claims in Response to Countermeasures under the OECD's Recommendations Applicable to Alleged Tax Havens - Stephen J. [read post]
3 Apr 2020, 8:32 am
Black, Justice Stephen Field’s brother, David Dudley Field, and Congressman and future President James Garfield. [read post]